Search for: "SEC v. Lewis"
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25 Jul 2013, 4:46 am
Energy(USA)) - finding that a whistleblower can be protected only if they provide information to the SEC. [read post]
2 Mar 2010, 7:07 am
In Synar v. [read post]
30 Apr 2010, 1:14 pm
This argument is adapted from the draft of an amicus brief on behalf of the New Jersey State Bar Association, to be filed in the Lewis v. [read post]
6 Jan 2021, 6:10 am
Posted by Brian V. [read post]
15 Feb 2009, 6:07 pm
===*Sara Burd-Sharpes, Kirsten Lewis and Eduardo Borges Martin (2008). [read post]
7 Jan 2013, 5:31 am
Sec. 46a-58(a). [read post]
27 Jun 2007, 10:54 am
Last year, the New Jersey legislature passed a Civil Union Act in response to the state supreme court's ruling in Lewis v. [read post]
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Friday, November 8, 2019 Tags: Audits, Compliance and disclosure interpretation, Cryptocurrency, ICOs, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, Transfer agents Company Hedging Policies: Observations from New Proxy Disclosures Posted by David Gordon, Dina Bernstein, and Andrew R. [read post]
18 Jan 2017, 8:10 am
Lewis, Ernst & Young LLP v. [read post]
16 Nov 2017, 4:11 am
Lewis], the signs are encouraging for employers. [read post]
5 Apr 2019, 5:58 am
Pruitt, Jones Day, on Tuesday, April 2, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Investment advisers, Investor protection, Mutual funds, Reporting regulation, Retail investors, SEC, SEC enforcement FCPA and the Commodity Exchange Act: A New Relationship Posted by David Yeres, David DiBari, and Robert Houck, Clifford Chance US LLP, on Tuesday, April 2, 2019 … [read post]
1 Sep 2018, 9:28 am
Ellis v. [read post]
26 Oct 2009, 9:32 am
In Dirks v. [read post]
5 Feb 2016, 6:22 am
Dickey, Gibson, Dunn & Crutcher LLP, on Wednesday, February 3, 2016 Tags: Class actions, Delaware cases, Delaware law, Derivative suits, Erica John Fund v. [read post]
21 May 2010, 1:26 pm
Many investment advisers, such as SEC registered Investment Adviser Fisher Investments, use a boilerplate JAMS commercial arbitration clause in their Account Agreements (“LOA”) with customers that include a Delaware choice-of-law provision. [read post]
15 Feb 2008, 8:53 pm
Sec. 922(g)(1) is a broad and sweeping statute. [read post]
6 Jun 2011, 12:40 pm
District Court for the District of Colorado Judge Lewis T. [read post]
3 Apr 2020, 6:03 am
Posted by David Katz and Sabastian V. [read post]
21 Jan 2015, 2:25 am
by Dennis Crouch In Teva v. [read post]
7 Oct 2016, 2:40 pm
Foster, Professor of Law, Lewis & Clark Law School Speakers: David B. [read post]
