Search for: "SECURITIES AND EXCHANGE COMMISSION v. WHITE et al"
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6 May 2024, 8:39 am
By the early 1990s, digital registries such as the Art Loss Register (ALR) and commissions like the Commission for Art Recovery were established worldwide, specifically focusing on the identification of stolen artworks. [read post]
24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
13 Feb 2024, 9:05 pm
Supreme Court in West Virginia v. [read post]
4 Jan 2024, 12:10 pm
”According to FINRA, this matter reportedly originated from an Investor Complaint Form submitted to FINRA referencing Securities and Exchange Commission v. [read post]
24 Oct 2023, 9:01 pm
There is also new Commission rulemaking. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
22 Feb 2023, 1:07 pm
And it may help judges prevent (or call into question) misrepresentations about David v. [read post]
13 Feb 2023, 5:59 am
[v] The court also considered Delaware’s strong interest in providing a forum for disputes regarding the internal affairs of LLCs formed under its laws. [read post]
27 Jan 2023, 9:49 am
In Maximillian Schrems v. [read post]
21 Aug 2022, 9:01 pm
In issuing an Advance Notice of Proposed Rulemaking (ANPR), the Commission is seeking comments from the public on the extent and effects of various commercial surveillance and data security practices, as well as on various approaches to crafting rules to govern these practices and the attendant tradeoffs. [read post]
19 Jul 2021, 2:45 pm
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
19 Feb 2021, 9:30 pm
The National Security Archive et. al. v. [read post]
30 Sep 2019, 12:44 pm
Working on a “handshake” agreement for commissions, Ms. [read post]
25 Jul 2019, 12:35 pm
William Barr et al. [read post]
10 Jul 2018, 5:17 pm
[i] In the fall of 2017, the SEC commenced three separate enforcement actions against individuals and defendants seeking to conduct ICOs (i.e., SEC v PlexCorps et al., SEC v. [read post]
23 Apr 2018, 4:26 am
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
16 Dec 2017, 4:55 am
Khalid Sheikh Mohammed et al. [read post]
1 Dec 2017, 2:55 pm
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
29 Nov 2017, 4:23 pm
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
