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14 Oct 2010, 2:31 am
Karen Garnett and Mark Kronforst were promoted from within Corp Fin to the Associate Director positions - Karen was Assistant Director of the Office of Real Estate and Business Services, and Mark was Corp Fin's Deputy Chief Accountant. [read post]
21 Mar 2019, 6:01 am
“This stipend increase helps to support the outstanding efforts of our Washington Service Corps members,” said Employment Security Commissioner Suzi LeVine. [read post]
28 Apr 2012, 3:53 am
On April 25, FINRA announced that it had expelled Pinnacle Partners Financial, Corp., a broker-dealer based in San Antonio, Texas, for ” for fraudulent sales of oil and gas private placements and unregistered securities. [read post]
3 Sep 2022, 11:24 am
Primero Mining Corp., 938 F.3d 1085 (9th Cir.... [read post]
24 Mar 2021, 6:29 pm
Continue reading The post Another Day, Another Disciplinary Action Against Aegis Capital Corp. appeared first on Securities Arbitration Lawyer Blog. [read post]
30 Jun 2011, 8:30 am
Peace Corps director Aaron Williams expressed support for the efforts of Congress, stating: “The safety and security of our volunteers is Peace Corps’ top priority.The Peace Corps welcomes the work of Congress on this important issue and looks forward to continuing our joint efforts to improve our response to sexual assaults and other crimes. [read post]
17 Oct 2022, 11:12 am
FlexShares Crdt-Scrd US Lng Corp Bd ETF (LKOR) Securities Investigation The White Law Group is currently investigating potential securities claims involving broker dealers who may have unsuitably recommended FlexShares Crdt-Scrd US Lng Corp Bd ETF (LKOR) to investors. [read post]
22 Apr 2024, 1:35 am
However, the Self-Employment Contribution Act (SECA) requires self-employed individuals to pay federal taxes of 15.3% (12.4% for Social Security, 2.9% for Medicare), sometimes called self-employment taxes, or social security taxes. [read post]
24 Feb 2014, 11:13 am
It’s kind of like your social security number for your business so you don’t have to use your own social security number. [read post]
15 Jun 2022, 6:22 am
Iorio Altamirano LLP, a securities arbitration law firm based in New York, NY, is investigating potential lawsuits and securities arbitration claims against Aegis Capital Corp. for its sale of L Bonds issued by GWG Holdings, Inc. [read post]
21 May 2019, 1:46 pm
The post Suspended Newbridge Securities Corp. [read post]
6 Jan 2020, 12:00 pm
The other co-managers for the offering were AltaCorp Capital Inc., Beacon Securities Limited, Bryan, Garnier & Co Ltd, Cormark Securities Inc., Eight Capital, GMP Securities L.P., Laurentian Bank Securities Inc., PI Financial Corp., and Roth Capital Partners, LLC. [read post]
11 May 2011, 7:53 am
This morning, former Peace Corps volunteer Carol Clark will testify before the House Committee on Foreign Affairs, along with other sexual assault survivors, in a hearing addressing "problems of safety and security" in the Peace Corps. [read post]
15 Nov 2021, 8:16 am
Mobile Infrastructure Corp. [read post]
12 Jul 2021, 2:26 pm
The Financial Industry Regulatory Authority (“FINRA”) has suspended former Aegis Capital Corp. financial advisor Douglas Szempruch from the securities industry for 12 months. [read post]
7 May 2008, 1:10 pm
A high-ranking News Corp. official testified that he kept two hackers on the payroll for years after one of them was accused of infiltrating the security system of rival satellite television company DISH Network Corp. [read post]
20 Aug 2009, 1:22 am
Corp Fin's Crowded Agenda I attended the ABA Annual Meeting earlier this month, and at the Federal Regulation of Securities Committee's "Dialogue with the Director" session, new Corp Fin Director Meredith Cross, along with Deputy Director Brian Breheny, outlined Corp Fin's agenda. [read post]
16 Mar 2018, 10:10 am
He allegedly engaged in undisclosed private securities transactions without permission from his brokerage firm. [read post]
18 Feb 2016, 6:50 am
If you suffered losses investing in NorthStar Finance Corp. and would like a free consultation with a securities attorney, please call The White Law Group at (888) 637-5510. [read post]
24 Apr 2008, 12:15 pm
A computer hacker testified that a News Corp. unit hired him to develop pirating software, but denied using it to penetrate the security system of a rival satellite television service. [read post]
