Search for: "SG Americas Securities Holdings, LLC" Results 1 - 4 of 4
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SEC Commissioner Speaks on Using Enforcement Actions to Set Regulatory Policy
9 Nov 2023, 9:01 pm by renholding
”[7] Crown Bridge would purchase convertible notes from penny stock issuers, hold the notes for a period of time, and subsequently convert the notes into unrestricted, newly issued shares of stock at a discount to the prevailing market price and resell those shares into the market. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
A “view” from the courtroom: “Violent agreement” and some disagreement
3 Mar 2020, 1:59 pm by Mark Walsh
“How often has the SG declined to defend legislation adopted by Congress? [read post]
SCOTUSblog - http://www.scotusblog.com/
Relist Watch
18 May 2018, 8:02 am by John Elwood
,” “Beachfront Iowa, LLC,” or “Greater San Diego Penguin Ranch, P.C. [read post]
SCOTUSblog - http://www.scotusblog.com/
Milbank Discusses Universal Proxy and “Horizontal” Conflicts
9 May 2023, 9:01 pm by renholding
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/