Search for: "STANFORD INVESTORS COMMITTEE"
Results 1 - 20
of 157
Sorted by Relevance
|
Sort by Date
10 Apr 2012, 5:01 am
The Commission just announced the formation of the Investor Advisory Committee. [read post]
2 Oct 2009, 2:59 pm
FINRA released on its website a Report of a Special Review Committee established to look into why FINRA did not protect investors against the Madoff and Stanford frauds, as well as the transmittal letter from Rick Ketchum to David Becker,... [read post]
7 Jun 2022, 3:50 am
The SEC’s Investor Advisory Committee is scheduled to meet virtually on Thursday, with an agenda that focuses on several hot topics for investors. [read post]
18 Feb 2011, 12:55 pm
The New Orleans–based firm has been named as a defendant in one of several civil suits filed lately by an official investors committee working with the receiver for Stanford Financial Group, the Houston-based financial services company that law enforcement officials claim was actually a $7 billion Ponzi scheme. [read post]
20 Oct 2009, 10:57 am
According to the SEC, Stanford sold numerous investors approximately $7.2 billion of fraudulent products, purported to be certificates of deposit ("CDs"), over at least a decade. [read post]
10 Apr 2012, 6:34 am
Robert Brown Jr.; and Stanford Law Professor Joseph Grundfest. [read post]
24 Jan 2012, 3:32 pm
Assaf, a member of Kirkland’s worldwide management committee, said that SIPC hasn’t shied away from protecting investors over the years. [read post]
14 Mar 2012, 9:10 am
THE COMMITTEE ON FINANCIAL SERVICESTHE SECURITIES INVESTOR PROTECTION CORPORATION: PAST, PRESENT, AND FUTURE(PDF of transcript)WEDNESDAY, MARCH 7, 2012 9:30 A.M.? [read post]
19 Jan 2010, 6:19 am
Donations by Stanford and his staff included $40,000 to the Senate Republican Campaign Committee, $100,000 to the inaugural committee of George W. [read post]
9 Dec 2020, 6:39 am
By Lene Powell, J.D.In a panel discussion of the SEC Investor Advisory Committee, members discussed the impact of the COVID-19 pandemic in the areas of shareholder meetings, accounting and auditing, executive compensation, and disclosure. [read post]
19 Aug 2009, 10:47 am
Had FINRA investigated back in 2003, the financial disaster inflicted on Stanford investors might have been avoided. [read post]
28 Mar 2023, 8:11 am
With the court’s approval, TD Bank’s payments will resolve all current and future claims brought by Official Stanford Investors Committee, the receiver in the case, and other plaintiffs involved in the litigation. [read post]
19 Oct 2009, 3:52 pm
According to them, the Stanford record speaks for itself. [read post]
10 Sep 2021, 9:15 am
By Amanda Maine, J.D.The SEC’s Investor Advisory Committee (IAC) approved a draft recommendation aimed at improving transparency behind Rule 10b5-1 trading plans for corporate insiders. [read post]
9 Nov 2009, 2:47 pm
Since the Madoff and Stanford schemes proved ruinous to so many investors, many have asked why the SEC has no meaningful "whistleblower" program to expose wrongdoing, a topic we have written about previously. [read post]
16 May 2011, 8:34 am
Allen Stanford. [read post]
20 Feb 2009, 2:51 pm
However, the SEC had begun an investigation into Stanford International Bank and the other Stanford companies, so it may be that Sjoblom's initial answers to questions are not complete or accurate in retrospect after further investigation. [read post]
29 Sep 2022, 4:04 pm
This week, Stanford Law School’s Deborah L. [read post]
23 Jan 2012, 4:45 am
Allen Stanford’s alleged $7 billion Ponzi scheme. [read post]
9 Feb 2012, 7:57 am
” A group of Mexican investors filed three class action suits last month against Sjoblom, Proskauer, and Chadbourne in Texas state court. [read post]
