Search for: "STANFORD INVESTORS COMMITTEE"
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15 Jun 2011, 4:30 am
SEC Commissioner Nominations Blocked (Games Congress Plays) Because he can, Senator Vitter temporarily blocked the nominations of Luis Aguilar and Dan Gallagher yesterday during a Senate Banking Committee hearing because he doesn't like the pace of recovery for victims of Allen Stanford's fraud. [read post]
10 Nov 2009, 11:00 am
/**/ Senate Banking Committee Issues Draft Legislation Reforming US Financial Regulation The Senate Banking Committee has released draft legislation that would provide a sweeping overhaul of the regulation of US financial services and markets. [read post]
24 Nov 2011, 1:02 pm
Allen Stanford's $7 billion Ponzi scheme, investors are still waiting to hear whether SIPC will heed the SEC's request and begin proceedings to return some or all of investor losses. [read post]
11 Feb 2016, 4:43 am
This and changing priorities have resulted in SEC and its Investor Advisory Committee not taking additional actions. [read post]
30 Jul 2010, 5:10 am
Yesterday, as Ted Allen blogged in ISS's Insight Blog, the House Financial Services Committee approved a bill introduced by Rep. [read post]
27 May 2014, 4:23 am
” Here’s an excerpt from the opening: For two months last summer, Stanford Law School professor Joseph Grundfest locked himself away in his home office in California’s Portola Valley. [read post]
18 May 2020, 6:09 am
Larcker and Brian Tayan (Stanford University), on Monday, May 18, 2020 Editor's Note: David F. [read post]
17 Oct 2019, 6:29 am
House Financial Services Committee approved by 49-5 votes a now-bipartisan Investor Protection and Capital Markets Fairness Act (H.R. 4344), also known as the Kokesh-fix. [read post]
20 Sep 2019, 6:17 am
Financial Contracting with the Crowd Posted by Usha Rodrigues (University of Georgia), on Friday, September 13, 2019 Tags: Blockchain, Capital formation, Contracts, Crowdfunding, ICOs, Investor protection, Securities regulation, Venture capital firms Audit Committee Reports to Shareholders Posted by Steve Klemash, Jamie Smith, and Jennifer Lee, EY Center for Board Matters, on Friday, September 13, 2019 Tags: Audit… [read post]
13 Feb 2023, 5:16 am
All of this entails significant costs for the United States and its partners, as the Stanford study suggests. [read post]
14 Sep 2011, 10:53 pm
I am an Assistant Professor of Law at Stanford Law School where I teach corporate and securities law. [read post]
17 Jun 2011, 6:00 am
The Securities and Exchange Commission (SEC) found that investors in one of Allen Stanford’s many companies were entitled to a SIPA liquidation to restore the investors’ losses from Stanford’s alleged Ponzi scheme. [read post]
31 Oct 2011, 1:55 pm
For example, the Stanford Financial Group allegedly raised $7 billion by issuing fraudulent certificates of deposit through Regulation D. [read post]
20 Apr 2010, 12:56 pm
Stanford was indicted last June for operating a Ponzi scheme that bilked investors out of $8 billion. [read post]
1 Feb 2019, 6:05 am
Posted by Cydney Posner, Cooley LLP, on Friday, January 25, 2019 Tags: BlackRock, Corporate Social Responsibility, ESG, Institutional Investors, Long-Term value, Management, Shareholder value, Stakeholders, Stewardship Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, January 25, 2019 Tags: Board communication, Boards of… [read post]
19 Feb 2019, 12:28 pm
She said she has a letter of support from one investor regarding "an intention to co-fund pending completion of due diligence. [read post]
5 Dec 2019, 2:10 pm
About a year ago, I was speaking with the governance committee of a prospective client. [read post]
19 Jun 2010, 10:40 am
(House-Senate conference committee meeting, June 16, 2010). [read post]
11 May 2016, 2:58 am
Proxy advisers analyze corporate proxy statements and make voting recommendations to investors. [read post]
5 Nov 2009, 11:10 am
House Financial Services Committee Passes Legislation Reforming SEC, PCAOB and SIPC OversightThe House Financial Services Committee has passed legislation reforming the SEC to strengthen its powers, better protect investors, and efficiently and effectively regulate the securities markets. [read post]
