Search for: "STIFEL, NICOLAUS & COMPANY, INC." Results 41 - 60 of 76
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19 Oct 2016, 7:26 am by Adam Weinstein
  From October 2004 through February 2016 Obryant was registered with Stifel, Nicolaus & Company, Incorporated. [read post]
6 Mar 2018, 8:02 am by Silver Law Group
  Janney Montgomery Scott LLC   Michael Alan Sadouskas   Allstate Financial Services, LLC   John Greg Schmidt   Wells Fargo Advisors Financial Network, LLC   Stifel, Nicolaus & Company, Inc. [read post]
27 Dec 2017, 7:36 am by Adam Gana
James Cox has over twenty years in the securities industry and was most recently registered with Stifel Nicolaus & Company since July 2015. [read post]
10 Sep 2015, 9:39 am by Adam Weinstein
Currently, Frechter is associated with Stifel, Nicolaus & Company, Incorporated. [read post]
21 Feb 2008, 7:54 am
Tobey Sommer - Suntrust Robinson Humphrey James Janesky - Stifel Nicolaus & Company, Inc. [read post]
25 Jun 2015, 1:29 pm by D. Daxton White
Hart and Company Loop Capital Markets Martin Nelson & Co Merchant Capital Merrill Lynch Pierce Fenner & Smith Corporation Morgan Stanley & Co The Northern Trust Company Oppenheimer & Co Raymond James & aSSOCIATES RBC Capital Markets Robert W Baird & Co Raymond James & Associates RBC Capital Markets Robert W Baird & Co Siebert Brandford Shank & Co Smith Hayes Financial Services Corporation Stephens Inc Sterne Agee & Leach… [read post]
31 Mar 2020, 6:02 am by Silver Law Group
  Donald Padilla   National Securities Corporation   Kestra Investment Services, LLC   Thomas Polston   Stifel, Nicolaus & Company, Incorporated   Advest, Inc. [read post]
6 Jun 2021, 5:28 pm by Bob Ambrogi
Inc., Stifel Nicolaus & Company and Truist Securities will act as co-managers for the proposed offering. [read post]
30 May 2007, 4:19 am
“The privacy issue is also the competitive issue,” said Blair Levin, an analyst at brokerage Stifel, Nicolaus & Co., who expects the FTC to approve the purchase. [read post]
21 Jul 2021, 12:49 pm by Rob Robinson
Citigroup Global Markets, Inc. and Jefferies LLC are also acting as book-running managers for the offering, and Canaccord Genuity LLC, Cowen and Company, LLC, Needham & Company LLC, Stifel, Nicolaus & Company, Incorporated and Loop Capital Markets LLC are acting as co-managers for the offering. [read post]
4 Apr 2021, 12:00 pm by Staff Attorney
From 2015 through 2017, Carrick was registered with Stifel, Nicolaus & Company, Inc. [read post]
8 Sep 2015, 8:07 am by Adam Nicolazzo
Malecki Law has written about these products in the past, noting that broker-dealer firms such as Stifel, Nicolaus & Co., Inc. and Century Securities Associates Inc. [read post]
23 Jan 2019, 1:25 pm by admin
Patrick McLaughlin has worked with Stifel, Nicolaus & Company, Inc. in Boca Raton, Florida since November 21, 2008, FINRA notes. [read post]
3 Aug 2018, 6:49 am by Staff Attorney
  From 1998 until July 2010 Klug was associated with Stifel, Nicolaus & Company, Incorporated. [read post]