Search for: "Safeguard Services LLC"
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1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
18 Jun 2015, 12:46 pm
The company is an indirect subsidiary of Conifer Health Solutions, LLC, which provides billing and other services to more than 600 hospitals nationwide. [read post]
27 Jun 2023, 9:28 am
“Their efforts ensure our service members, veterans, and their families continue to receive the highest-quality pharmacy benefit commensurate with the service and sacrifice they make for our nation. [read post]
30 Oct 2012, 7:57 am
Earlier this month, the Securities and Exchange Commission (“SEC”) instituted public administrative and cease and desist proceedings against eBX, LLC (“eBX”), a broker-dealer registered with the SEC. [read post]
19 Jul 2007, 1:03 pm
CCBill LLC, 481 F.3d 751 (9th Cir. 2007). [read post]
17 Aug 2023, 6:02 am
Supreme Court's Decision in 303 Creative LLC v. [read post]
1 Mar 2021, 7:31 am
AMN Services, LLC, a class action seeking meal period premium pay, the California Supreme Court reversed the Court of Appeal and held that employers cannot engage in the practice of rounding time punches in the meal period context, and that time records showing noncompliant meal periods raise a rebuttable presumption of meal period violations. [read post]
22 May 2023, 5:00 pm
Edmodo, LLC, Case No. 3:23-cv-02495 (N.D. [read post]
15 Dec 2023, 9:04 am
The post Why Digital Estate Planning is Something You Should Think About appeared first on Johnston Tomei Lenczycki & Goldberg LLC. [read post]
29 Aug 2023, 2:39 am
The post New Jersey Child Victims Act Implementation Challenged by Watch Groups appeared first on Cordisco & Saile LLC. [read post]
14 Jun 2018, 7:22 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
14 Jun 2018, 7:22 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
16 Jun 2023, 12:16 pm
“Their efforts ensure our service members, veterans, and their families continue to receive the highest-quality pharmacy benefit commensurate with the service and sacrifice they make for our nation. [read post]
29 Aug 2012, 7:58 am
Safeguards have been put in place by the U.S. [read post]
29 Jun 2018, 11:00 am
appeared first on Lexero LLC. [read post]
29 Jun 2018, 11:00 am
appeared first on Lexero LLC. [read post]
29 Jul 2020, 7:21 am
VW Contributor: Skylar Young © 2020 Vandenack Weaver LLC For more information, Contact Us [read post]
25 Mar 2011, 9:30 am
The case is entitled Maestas v Day & Zimmerman, LLC and was filed in the District of New Mexico. [read post]
12 Mar 2007, 3:30 pm
New Jersy On-Line, LLC [read post]