Search for: "Samuel Rubenfeld"
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2 Dec 2011, 5:25 am
Samuel Rubenfeld of the Wall Street Journal reports, Reported incidences of bribery and money laundering declined slightly over the past two years, according to a new survey by Pricewaterhouse Coopers. [read post]
6 Sep 2011, 7:30 am
Another FCPA investigation in the works:Yesterday, Joe Palazzolo and Samuel Rubenfeld broke the story in the Wall Street Journal, “U.S. [read post]
28 Mar 2012, 2:06 pm
The Wall Street Journal on March 28, 2012 released the following: “By Samuel Rubenfeld The U.S. [read post]
28 Mar 2012, 1:21 pm
The Wall Street Journal on March 27, 2012 released the following: “By Samuel Rubenfeld The U.S. [read post]
22 May 2012, 7:58 am
The Wall Street Journal on May 22, 2012 released the following: “By Samuel Rubenfeld The U.S. [read post]
20 Jan 2017, 5:00 am
Experts Ponder Role of Trump Organization Compliance Counsel by SAMUEL RUBENFELD in WSJ.com’s Risk & Compliance Journal As compliance counsel, the person’s ethical obligation will be to the organization, not to the president, making the role less robust than retaining an independent lawyer to prevent potential conflicts, said Daniel Alonso, a managing director at compliance risk consulting firm Exiger who previously served as a member of the New York State… [read post]
21 Aug 2012, 12:10 pm
The Wall Street Journal on August 20, 2012 released the following: “By Samuel Rubenfeld U.S. officials said Monday they seized $150 million connected to a scheme in which entities linked to Hezbollah allegedly used the U.S. financial system to launder money through West Africa and back to the group’s base of Lebanon. [read post]
13 Nov 2015, 6:07 am
Compliance Officers Think Regulators Are Targeting Them By Samuel Rubenfeld in the Wall Street Journal’s Risk & Compliance Journal Thomson Reuters, for its Personal Liability Report, found that 93% of compliance professionals expect their personal liability to increase over the next year, with 64% of them expecting a “significant” increase. [read post]
19 Mar 2012, 12:24 pm
The Wall Street Journal on March 19, 2012 released the following: “By Samuel Rubenfeld The pace of sanctions announcements will continue, a top Obama administration official said. [read post]
10 Jun 2016, 7:16 am
Offers Rare Account of Why It Didn’t Pursue Bribery Charges by Samuel Rubenfeld in WSJ.com’s Risk & Compliance Journal As the Securities and Exchange Commission announced it reached non-prosecution agreements in two unrelated foreign-bribery cases, the U.S. [read post]
5 Mar 2012, 11:32 am
The Wall Street Journal on March 5, 2012 released the following: “By Samuel Rubenfeld The U.S. [read post]
21 Aug 2012, 12:11 pm
The Wall Street Journal on August 20, 2012 released the following: “By Samuel Rubenfeld U.S. officials said Monday they seized $150 million connected to a scheme in which entities linked to Hezbollah allegedly used the U.S. financial system to launder money through West Africa and back to the group’s base of Lebanon. [read post]
6 Mar 2012, 1:43 pm
The Wall Street Journal on March 6, 2012 released the following: “Treasury Sanctions Top Sinaloa Cartel Operative By Samuel Rubenfeld The U.S. [read post]
13 Jun 2012, 12:49 pm
The Wall Street Journal on June 12, 2012 released the following: "By Samuel Rubenfeld A federal grand jury in Texas voted to return an indictment against 14 defendants in connection with a conspiracy to launder Los Zetas drug money by buying, training, breeding and racing American quarter horses in the U.S. [read post]
13 Jun 2012, 12:49 pm
The Wall Street Journal on June 12, 2012 released the following: "By Samuel Rubenfeld A federal grand jury in Texas voted to return an indictment against 14 defendants in connection with a conspiracy to launder Los Zetas drug money by buying, training, breeding and racing American quarter horses in the U.S. [read post]
7 Jun 2012, 12:13 pm
The Wall Street Journal on June 7, 2012 released the following: “By Samuel Rubenfeld The U.S. [read post]
6 Nov 2012, 12:56 pm
The Wall Street Journal on November 5, 2012 released the following: “By Samuel Rubenfeld The U.S. [read post]
2 Apr 2012, 7:30 am
“US Joins Countries Not Enforcing Campaign-Finance Regulations” by Samuel Rubenfeld in the Wall Street Journal. [read post]
20 Sep 2010, 11:00 am
Joseph Palazzolo, formerly from Main Justice and Samuel Rubenfeld, who has been reporting for Dow Jones for about a year. [read post]
16 Jan 2013, 6:48 am
Sources: Los Angeles Check Cashing Store, Its Head Manager and Compliance Officer Sentenced for Violating Anti-money Laundering Laws Los Angeles Check-Cashing Store, Manager, Compliance Officer Sentenced by Samuel Rubenfeld in WSJ.com’s Corruption Currents [read post]
