Search for: "Scott Industries, LLC"
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2 May 2024, 12:35 pm
April 2024 FINRA barred financial advisor Scott Matalon from the securities industry after he reportedly refused to cooperate with their investigation into allegations made by a client. [read post]
9 Apr 2024, 7:03 am
. , LLC, 2024 Ala. [read post]
15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
27 Feb 2024, 6:12 am
Explained OSHA Area Director Jacob Scott: “Once again, our inspectors found Rana Meal Solutions LLC ignoring federal safety requirements to make sure dangerous machines are guarded or fully de-energized before they are maintained or serviced. [read post]
21 Feb 2024, 11:26 am
Two trade associations representing the internet platforms, NetChoice LLC and the Computer & Communications Industry Association, challenged both laws. [read post]
1 Feb 2024, 1:34 pm
According to FINRA Disciplinary actions for January 2024, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Scott Reed First Financial Equity Corporation Wells Fargo Clearing Services, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
31 Jan 2024, 11:31 am
– $2.9 million, Janney Montgomery Scott, LLC – $1.2 million, AXA Advisors, LLC – $600,000, and Stephens Inc. [read post]
5 Dec 2023, 8:37 am
Trendily Furniture, LLC case. [read post]
1 Dec 2023, 8:44 am
(CRD#:17499), BB&T Securities, LLC (CRD# 142785), and Scott & Stringfellow, LLC (CRD# 6255) all of Roanoke, VA. [read post]
1 Dec 2023, 8:06 am
Scott Matalon (Scott Jay Matalon CRD# 4637378) is a former registered broker and investment advisor whose last known employer was RBC Capital Markets, LLC (CRD# 31194) of Jericho, NY. [read post]
21 Nov 2023, 2:26 pm
The post Scott Silver, Esq. [read post]
9 Nov 2023, 6:22 am
From OSHA Area Director Jacob Scott: “Once again, our inspectors found Rana Meal Solutions LLC ignoring federal safety requirements to make sure dangerous machines are guarded or fully de-energized before they are maintained or serviced. [read post]
20 Oct 2023, 2:40 pm
Ongoing litigation initiated by industry participants may further delay the effectiveness of these rules. [read post]
21 Sep 2023, 7:20 am
Medical marijuana continues to be a hot topic within the industry. [read post]
20 Jul 2023, 1:25 am
Unfortunately, acts of violence can occur in any industry; therefore, the Florida’s Workers’ Compensation system, which is a critical aspect of protecting employees in the aftermath of workplace violence by providing lost wages and medical benefits, must be flexible and responsive to the wide array of potential physical and mental injuries that may arise. [read post]
16 Jul 2023, 10:41 pm
Gill, individually, and dba Major Express Logistics, Peoplease LLC, National Interstate Richfield, Defendants, 2023 Cal. [read post]
22 Jun 2023, 6:27 am
§§ 9767.9 and 9767.12 after applicant selected new physician, Scott Small, M.D., as primary treating physician, when evidence showed applicant... [read post]
11 May 2023, 9:01 pm
Further, the Commission re-proposed amendments to Rule 15b9-1 to require broker-dealers in the markets to register with the Financial Industry Regulatory Authority (FINRA).[19] By extending FINRA oversight to potentially dozens of broker-dealers, the proposed amendments would strengthen oversight of firms trading securities across several markets. [read post]
1 May 2023, 5:58 pm
(Music that’s already digitally enhanced or autotuned seems to provide the best results, which may help explain why hip-hop artists like Scott and Drake have been the subject of so many of these early creations.) [read post]
30 Apr 2023, 9:05 pm
And on Feb. 16, the Undersecretary did another round of separate meetings for consumer and industry representatives. [read post]
