Search for: "Scott Montgomery" Results 21 - 40 of 353
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16 Apr 2021, 6:40 am by Daily Record Staff
Nearly three years later, a lawsuit was filed by appellant, Scott Webber, against appellee, Harry R. [read post]
13 Aug 2021, 11:13 am by Unreported Opinions
Civil litigation — Motion to disqualify attorney — Attorneys’ fees Galina Rakityanskaya (“Rakityanskaya”) appeals the grant, by the Circuit Court for Montgomery County, of (1) a motion to disqualify her attorney from representing her in a civil lawsuit that she had filed against Leslie Scott Blevins (“Blevins”) and (2) an award of attorneys’ fees incurred ... [read post]
22 Jul 2011, 11:17 am
On July 11, 2011, the Securities and Exchange Commission ("SEC") brought and settled charges that Janney Montgomery Scott ("Janney"), a dually-registered broker dealer and investment advisor, failed to establish and enforce policies and procedures, as required by the Securities and Exchange Act of 1934, to protect material nonpublic information from misuse. [read post]
4 Oct 2007, 12:18 am
The criminal case involves charges filed for securities fraud conspiracy and other charges against stock-loan traders at Janney Montgomery Scott LLC and Morgan Stanley, including Anthony Lupo, Peter Sherlock, Donato Tramontozzi, Craig DeMizio, and Andrew Caccioppoli. [read post]
6 May 2015, 2:23 pm by Patrick Burke
The driver of the other car was identified in the news report as Loraine Montgomery, who was also taken to the hospital with Officer Holt following the collision. [read post]
11 Jul 2011, 3:26 pm by Securites Lawprof
The SEC settled charges that Janney Montgomery Scott LLC failed to establish and enforce policies and procedures to prevent the misuse of material, nonpublic information, as required by law. [read post]
13 Feb 2017, 6:20 am by Adam Weinstein
Since March 2007, Palmer has been associated with Janney Montgomery Scott LLC out of the firms Hackensack, New Jersey office location. [read post]
13 Feb 2017, 6:20 am by Adam Weinstein
Since March 2007, Palmer has been associated with Janney Montgomery Scott LLC out of the firms Hackensack, New Jersey office location. [read post]
15 Apr 2010, 3:00 pm by David A. Wolf
By Scott Soutullo, Attorney and David Wolf, Attorney Published by Child Injury Lawyer Network In Montgomery, Alabama, there was an attempt to abduct a child who was at an Easter Egg Hunt at the Hunter Missionary Baptist Church. [read post]
22 Mar 2010, 1:36 pm by Reproductive Rights
Post: Obama to sign health-care bill into law Tuesday, by Shailagh Murray, Lori Montgomery & Scott Wilson: President Obama will sign landmark health-care legislation into law Tuesday at the White House without waiting for the Senate to deal with... [read post]
25 Apr 2016, 3:47 am
Case In PointIn a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in September 2015, FINRA member firm Claimant Janney Montgomery Scott LLC sought to recover the balance on two promissory notes dated April 20, 2014, and May 16, 2014, from former associated person Respondent Kelleher. [read post]
8 Nov 2013, 12:56 pm by Howard Friedman
Montgomery County School Board, a religious discrimination and retaliation suit. [read post]
15 Apr 2008, 11:00 pm
Advocacy Director, Human Rights Watch Jeffrey Wennar, Montgomery County (Md.) [read post]
29 Dec 2010, 9:00 pm
 http://katzjustice.com  Singer and musician Gil Scott-Heron has held my interest for decades. [read post]
11 Sep 2019, 12:33 pm by Renae Lloyd
Apostolos Pitsironis (Paul Pitsironis), Janney Montgomery Scott, Melville, NY Are you concerned about investments with Apostolos Pitsironis in Melville, NY? [read post]
2 Jun 2020, 4:30 am by Tom Kosakowski
The public university in Chester County, Pennsylvania has named Joan Woolfrey as its first Faculty Ombuds and Lisa (Lisa Michelle Scott) Montgomery as its first Student Ombuds. [read post]