Search for: "Securian Financial Services, Inc."
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16 May 2023, 9:18 am
According to Investment News yesterday, 43 financial advisors have left Securian Financial Services Inc. this year after the announcement in January that Cetera Financial Group was planning to buy Securian’s wealth business. [read post]
28 Nov 2011, 1:16 pm
Reuters is reporting that a securities arbitration panel ruled that “Securian Financial Services Inc must pay an investor $2.4 million for failed investments in real estate limited partnerships…” The investor, Mr. [read post]
23 Nov 2015, 2:29 am
Ciriaco, Respondent (AWC 2014042879701, November 20, 2015).In 2008, Ciriaco was first registered with FINRA-member firm Securian Financial Services, Inc., where he remained until... [read post]
19 Aug 2016, 12:44 pm
Most recently the regulators have reached settlements with four large insurers.Hartford Financial Services Group, Securian Financial Group Inc., Great American Insurance Group and Standard Insurance Co. reached a settlement with five state regulators. [read post]
15 Dec 2014, 6:35 am
Securian Financial Group, Inc. v. [read post]
26 Oct 2020, 7:42 am
(CRD#:18697) and Securian Financial Services, Inc. [read post]
28 Feb 2020, 5:41 am
Simms, formerly registered with Saxony Securities, Inc., MML Investor Services, Inc., and Securian Financial Services, Inc. [read post]
28 Feb 2020, 5:41 am
Simms, formerly registered with Saxony Securities, Inc., MML Investor Services, Inc., and Securian Financial Services, Inc. [read post]
6 Oct 2009, 5:12 am
McCall Wilson Jr., president and CEO, Bank of Fayette County; Manny Becerra, president DFS and wireless, Assurant Solutions; John Bruder, senior vice president, Securian Financial Group; Wayne Conte, executive VP, affinion Group; William Keeler, president and CEO, WNC Insurance Services Inc.; John M. [read post]
8 May 2018, 8:53 am
Sales Company Securian Financial Services, Inc. [read post]
29 Jun 2010, 1:47 pm
The leading sellers were Capital Financial Services Inc., with $33.7 million in sales, Next Financial Group, with $33.5 million, and QA3 Financial Corp., with $32.6 million. [read post]
4 Jan 2011, 7:32 am
$250,000 $24,125 Securian Financial Services Inc [read post]
28 May 2021, 10:12 am
Securian Financial Services, Inc. [read post]
6 Nov 2023, 11:00 am
According to this FINRA BrokerCheck report, Jason Jodway was affiliated with the following firms during his career, among others: 11/08/2019 – 12/13/2019, ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272), WATERFORD, MI, B, 09/14/2016 – 12/01/2017, SECURIAN FINANCIAL SERVICES, INC. [read post]
7 Jul 2021, 1:40 pm
Securian Financial Services, Inc. [read post]
10 Aug 2020, 2:24 pm
Before working for Cetera Advisors LLC (CRD# 10299) starting in 2012, McKinney was previously registered with Securian Financial Services, Inc. [read post]