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Exchanges Prevail in Flash Boys-Inspired Suits
17 Dec 2015, 12:37 pm by William Foley
” Earlier this month, in Braman v. [read post]
Securities Litigation and Regulatory Enforcement Blog - http://blogs.orrick.com/securities-litigation/
SEC Expands Investor Classes for Unregistered Securities Transactions
28 Aug 2020, 12:48 pm by Liskow & Lewis
The SEC also adopted related amendments to Securities Act and Exchange Act rules. [read post]
The Energy Law Blog - http://www.theenergylawblog.com/
Aider and Abettor Liability Standards in SEC Civil Enforcement Actions
24 Aug 2012, 6:18 am by Victor I. Lewkow, Cleary Gottlieb Steen & Hamilton LLP,
On August 8, 2012, the Second Circuit issued an important decision in Securities and Exchange Commission v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Aider and Abettor Liability Standards in SEC Civil Enforcement Actions
24 Aug 2012, 6:18 am by Victor I. Lewkow, Cleary Gottlieb Steen & Hamilton LLP,
On August 8, 2012, the Second Circuit issued an important decision in Securities and Exchange Commission v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Aider and Abettor Liability Standards in SEC Civil Enforcement Actions
24 Aug 2012, 6:18 am by Victor I. Lewkow, Cleary Gottlieb Steen & Hamilton LLP,
On August 8, 2012, the Second Circuit issued an important decision in Securities and Exchange Commission v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The SEC's Continuing Struggle With Stale Claims | In-House Counsel
30 Apr 2007, 3:52 am
Gordon and Tracy V. [read post]
Information Governance Engagement Area - http://infogovernance.blogspot.com/
SEC Expands Investor Classes for Unregistered Securities Transactions
28 Aug 2020, 12:48 pm by Nina Skinner
The SEC also adopted related amendments to Securities Act and Exchange Act rules. [read post]
The Energy Law Blog - http://www.theenergylawblog.com/
Institutional Investors’ Proxy Voting Responsibilities and Use of Proxy Advisory Firms
22 Aug 2019, 12:49 pm
Katz, Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Reforming the Exchange Visitor Program for Au Pairs
8 Dec 2023, 9:05 pm by Narintohn Luangrath
In Beltran v. [read post]
RegBlog - https://www.theregreview.org/
Supreme Court Applies Five-Year Statute of Limitations to SEC Disgorgement Claims
7 Jun 2017, 6:05 am
§ 2462 applies to claims for disgorgement by the Securities and Exchange Commission (“SEC”). [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: November 16-22
23 Nov 2018, 6:07 am
Securities and Exchange Commission, on Friday, November 16, 2018 Tags: Disclosure, Fund managers, Glass Lewis, Index funds, Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder proposals, Shareholder voting The Perils of Dell’s Low-Voting Stock Posted by Lucian A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Initial Perspectives and Implications of SEC Proxy Advisory Reform
8 Aug 2020, 7:08 am
Norwitz, Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: December 9-15, 2022
16 Dec 2022, 6:30 am
Borak, Lee v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: December 9-15, 2022
16 Dec 2022, 6:30 am
Borak, Lee v. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Petitions to watch | Conference of March 24
23 Mar 2017, 11:20 am by Kate Howard
Courts of Appeals for the 3rd and 9th Circuits – that Item 303 of Securities and Exchange Commission Regulation S-K creates a duty to disclose that is actionable under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. [read post]
SCOTUSblog - http://www.scotusblog.com/
Weekly Roundup: March 16–22, 2018
23 Mar 2018, 6:23 am
Securities and Exchange Commission, on Friday, March 16, 2018 Tags: Accounting, Disclosure, Exchange-traded funds, Financial reporting, Investor protection, Liquidity, Mutual funds, Risk management, SEC, Securities regulation, Transparency Proposed Amendments to Public Reporting of Fund Liquidity Information Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Director-Management Relationships under Stock Exchange Independence Standards
4 Apr 2010, 6:22 am by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
Diamond, a partner at White & Case LLP concentrating on securities transactions, public mergers and acquisitions, and general corporate representations. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Second Circuit Rules on Short-Swing Profit
1 Feb 2013, 7:16 am by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
Gibbons v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
E&Y Settles Lehman Brothers Securities Suit for $99 Million
2 Dec 2013, 1:16 am by Kevin LaCroix
In 1972, in Affiliated Ute Citizens of Utah v. [read post]
The D & O Diary - http://www.dandodiary.com/
A president and a justice: The shaping of securities law at the Supreme Court
29 Aug 2023, 7:33 am by Ronald Mann
” In the context of securities law, that led to a remarkably deferential court that gave the newly created Securities and Exchange Commission “an unfettered hand” for more than three decades. [read post]
SCOTUSblog - http://www.scotusblog.com/