Search for: "Securities & Exchang v. Lewis" Results 21 - 40 of 216
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New York Law Journal Decisions of Interest
20 Nov 2009, 1:39 am
Securities and Exchange Commission Subscription Required U.S. [read post]
New York Supreme Court Criminal Term Library - http://crimlawlib.blogspot.com/
Fifth Circuit to Hold Oral Argument in Sojitz v. UNOCAL in April 2020
11 Mar 2020, 1:39 pm by Liskow & Lewis, Jana Grauberger and Cameron Keener
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
The Energy Law Blog - http://www.theenergylawblog.com/
Weekly Roundup: December 17–23, 2021
24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Statement by Chair Gensler on Rule 10b5-1 and Insider Trading Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
How To Calculate Amount In Controversy When Applicability Of An Insurance Policy Is In Question?
3 Oct 2011, 4:30 am
Lewis v. [read post]
Class Action Fairness Act Blog - http://www.cafalawblog.com/
Monday Morning Regulatory Review – 10/15/12
14 Oct 2012, 6:04 pm by Leland E. Beck
Reynolds v. [read post]
Federal Regulations Advisor - http://www.fedregsadvisor.com/
Weekly Roundup: December 16-22, 2022
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: December 16-22, 2022
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: June 15-21, 2018
22 Jun 2018, 6:01 am
Brownback and V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Mitchell v. Highland-W. Glass Co.: The origin of the requirement that director decisions be informed?
16 Aug 2022, 3:59 pm by Steve Bainbridge
Lewis. [read post]
ProfessorBainbridge.com - http://www.professorbainbridge.com/professorbainbridgecom/
Ask the authors: Conflict in the Court — an inside look at New York Times v. Sullivan and its progeny
31 Jan 2014, 8:44 am by Ronald Collins
Thank you for taking the time to participate in this Question and Answer exchange for our readers. [read post]
SCOTUSblog - http://www.scotusblog.com/
Weekly Roundup: May 17-23, 2024
24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder activist … [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: May 17-23, 2024
24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder activist … [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: January 1–7, 2020
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Due diligence, Institutional Investors, Investor protection, IPOs, Listing standards, NYSE, Retail investors, SEC, SEC rulemaking, Securities regulation, Underwriting Say-on-Pay Votes and Compensation Disclosures Posted by Brian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
People of the State of New York v. Bank of America Corp, Kenneth Lewis, & Joseph Price – Examining the Martin Act & Securities Enforcement in New York State (Part II)
16 Apr 2010, 5:00 am by Jed Donaldson
Securities & Exchange Commission, 390 F.3d 292 (7th Cir. 2004). [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Indian Law Bulletins Updated 6/21/2023
21 Jun 2023, 1:15 pm by NARF
Haaland (Land Exchange Agreement; Mootness) Buena Vista Rancheria of Me-Wuk Indians v. [read post]
National Indian Law Library -- News - http://nilllibrary.blogspot.com/
Time is Money: Second Circuit Vacates SEC’s $38 Million Fine Against Hedge Fund Pentagon Capital Management
13 Aug 2013, 9:00 am by Kristen Bartlett
The SEC alleged that Pentagon and its owner, Lewis Chester, committed securities fraud under Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 by engaging in late trading of mutual funds. [read post]
Securities Litigation and Regulatory Enforcement Blog - http://blogs.orrick.com/securities-litigation/
Weekly Roundup: November 9-15, 2018
16 Nov 2018, 5:45 am
Securities and Exchange Commission & NYU Law), James D. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Is High-Frequency Trading The Future, Or Will It Soon Be History?
12 May 2014, 7:18 am by LTA-Editor
In City of Providence, Rhode Island v. [read post]
Law, Technology & Arts Blog - http://wjlta.wordpress.com/
Nasdaq Continues to Endorse Diversity in the Board Room
19 Aug 2021, 9:35 am by Race to the Bottom
’s - a United States financial services company that operates stock exchanges -  proposed rules regarding diversity on boards of directors were approved by the Securities and Exchange Commission (“SEC”) on August 6, 2021. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
Campaign Legal Center v. DOJ — FOIA Postscript to Department of Commerce v. New York (Part III)
4 Dec 2022, 5:20 am by Bernard Bell
See note 9, infra (discussing such comments in In re Franklin National Bank Securities Litigation and Bank of Dearborn v. [read post]
Notice & Comment - https://www.yalejreg.com/nc/