Search for: "Securities & Exchang v. Lewis" Results 61 - 80 of 214
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16 Dec 2022, 4:59 pm by Katherine Pompilio
  Dustin Lewis and Naz Modirzadeh examined U.N. [read post]
14 Jan 2016, 5:10 pm by Trent Dykes
  In 2015, proxy access, shareholder activism and newly adopted or proposed rules from the Securities Exchange Commission were some of the big-ticket items. [read post]
25 Mar 2022, 5:48 am
Liu, Dechert LLP, on Friday, March 18, 2022 Tags: Class actions, Compliance and disclosure interpretation, Cryptocurrency, Foreign issuers, International governance, Securities fraud, Securities litigation Special Committee Report Posted by Gregory V. [read post]
3 Feb 2017, 6:04 am
Securities and Exchange Commission, on Monday, January 30, 2017 Tags: Broker-dealers, Capital formation, Disclosure, Dodd-Frank Act, Financial regulation, Financial technology, Investor protection, JOBS Act, SEC, SEC enforcement, Securities enforcement, Securities regulation The Common Law Corporation: The Power of the Trust in Anglo-American Business History Posted by John D. [read post]
18 Dec 2011, 4:11 pm by INFORRM
  On the same day there was a Pre-Trial Review in the case of Lewis v Commissioner of Police. [read post]
24 Mar 2017, 7:24 am by John Elwood
Courts of Appeals for the 3rd and 9th Circuits – that Item 303 of Securities and Exchange Commission Regulation S-K creates a duty to disclose that is actionable under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. [read post]
8 Jan 2018, 2:38 pm by Kevin LaCroix
Securities & Exchange Commission (“SEC”) constituted claims for purposes of an excess policy’s prior and pending claims exclusion. [read post]
30 Jan 2008, 12:09 am
In affirming the 2nd District Court of Appeal's decision in Marathon Entertainment Inc. v. [read post]