Search for: "Securities Investor Protection Corporation"
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28 Oct 2015, 1:57 pm
In the court’s view, the corporation is better positioned than the investors to identify and deter such misdeeds. [read post]
17 Apr 2024, 12:15 am
While it may bring a civil action to enforce the Corporate Securities Law of 1968, it typically would have not involvement in the settlement of a class action lawsuit. [read post]
30 Jun 2018, 5:05 pm
What is the easiest way to protect yourself as a real estate investor in Washington State? [read post]
8 Aug 2008, 8:32 pm
We presented our paper at the National Bureau of Economic Research Conference on Corporate Law and Investor Protection on July 28th, 2008. [read post]
19 Oct 2017, 8:21 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Mar 2010, 7:23 am
The Securities Investor Protection Corporation issued a warning about a group masquerading as another investor protection group in an apparent attempt to lure victims of Bernard L. [read post]
10 Oct 2009, 6:52 am
” [1] After all, the SEC is the only federal regulator whose mission is to protect investors. [read post]
14 Aug 2012, 3:16 pm
Last week, CFTC Commissioner Bart Chilton unveiled a plan to give futures intermediaries’ clients Securities Investor Protection Corporation-like protections via the creation of a Futures Investor and Customer Protection Fund. [read post]
17 May 2022, 9:05 pm
Working Paper. [2] There are two such investor protection institutions, the China Securities Investor Service Centre (CSISC) and the Securities Investor Protection Fund (SIPF). [3] Reuters. [read post]
5 Dec 2020, 12:44 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. [read post]
25 Jul 2022, 6:56 am
GWG Holdings, Inc., which stopped making interest and maturity payments to GWG L Bond investors in January 2022, filed for bankruptcy protection earlier this year, on April 20, 2022. [read post]
10 May 2014, 6:00 am
Fantex is an online securities exchange that is a member of the Securities Investor Protection Corporation (SIPC) and Financial Industry Regulatory Authority (FINRA). [read post]
14 Jul 2018, 5:17 am
Shulga is the co-founder of Ross & Shulga PLLC, a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of corporate and securities law. [read post]
15 Jun 2010, 5:16 pm
IMH Secured Loan Fund, LLC, IMH Financial Corporation, Investors Mortgage Holdings, Inc., IMH Holdings, LLC, IMH Management Services, LLC, Shane Albers, William Meris and Steven Darak (the "IMH Defendants"), before the United States District Court for the District of Arizona (the "Wood Action"), as well as an application to enjoin the vote from proceeding. [read post]
15 Jun 2010, 6:16 pm
IMH Secured Loan Fund, LLC, IMH Financial Corporation, Investors Mortgage Holdings, Inc., IMH Holdings, LLC, IMH Management Services, LLC, Shane Albers, William Meris and Steven Darak (the "IMH Defendants"), before the United States District Court for the District of Arizona (the "Wood Action"), as well as an application to enjoin the vote from proceeding. [read post]
4 Apr 2014, 6:00 am
Why are investors better protected than consumers? [read post]
21 Nov 2019, 9:04 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
17 Dec 2013, 6:14 am
Most corporate shareholders exercise their voting rights by proxy, which makes federal regulation of the proxy process a critical focal point for investor protection purposes. [read post]
9 Feb 2018, 10:00 am
In other words, an accredited investor is financially savvy, and because of this , he or she has less need for the protections offered by mandatory regulatory disclosures. [read post]
13 Dec 2022, 8:57 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
