Search for: "Securities Investor Protection Corporation"
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29 Mar 2024, 7:28 pm
The alignment of the spheres of politics, law, and economic activity--subsumed within the overarching principles of international human rights--requires a refocus of the enterprise of business and human rights as a legal-policy matter from the State duty to protect human rights to the corporate responsibility to respect human rights. [read post]
28 Mar 2024, 9:01 pm
FinCEN contemplates that the latter will be addressed through a forthcoming revision to the Customer Due Diligence (“CDD”) Rule, pursuant to the Corporate Transparency Act, which is expected by January 1, 2025. [read post]
27 Mar 2024, 5:25 pm
” Instead, the Securities and Exchange Act prohibits trading securities based on non-public information. [read post]
26 Mar 2024, 5:55 am
However, civil society, academics, and investors can work towards open source governance, monitoring, and accountability to combat information manipulation and protect democracy. [read post]
25 Mar 2024, 10:00 pm
Explore the Practical Guidance Journal Spring 2024 Edition, featuring guidance on protecting attorney-client privilege and work product in a generative AI world, using AI to manage the attorney client relationship, an overview of privacy regulations in the United States, and a primer on the new Corporate Transparency Act requirements. [read post]
25 Mar 2024, 10:00 pm
For example, a private equity investor is acquiring a new company to add to its investment portfolio. [read post]
25 Mar 2024, 10:00 pm
A subscription (or purchase) agreement is a document that formalizes the contractual obligation for an investor to buy securities in a securities offering. [read post]
24 Mar 2024, 9:01 pm
”[7] A mandatory disclosure-based regime helps protect investors. [read post]
21 Mar 2024, 6:00 am
To address these alleged sins, Wagner and her Republican colleagues proposed a dozen pieces of legislation aimed at reducing independent oversight of big corporations, eliminating corporate disclosures, and blocking effective investor protection actions. [read post]
20 Mar 2024, 2:53 pm
My point here is that AI, in addition to representing an emerging technological opportunity, also potentially brings with associated risks for corporate and securities litigation. [read post]
19 Mar 2024, 9:05 pm
Activist hedge funds, which rely on index funds’ votes to secure seats on corporate boards, understand that framing their activist campaigns around ESG goals will make their campaigns more successful. [read post]
19 Mar 2024, 6:08 pm
Its focus on the corporate governance side is on the development of legal structures for corporate philanthropy, coupled with an increasing emphasis on corporate compliance through systems of oversight and administration. [read post]
18 Mar 2024, 5:23 pm
In 2020, Paddle8 filed for Chapter 11 bankruptcy protection amid allegations of misusing funds from auctions. [read post]
18 Mar 2024, 2:05 pm
It has set up Action Alert calling on whistleblower supports to join them in urging Congress to pass the bill and protect internal corporate whistleblowers. [read post]
18 Mar 2024, 3:00 am
In addition, the SEC oversees the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), the Securities Investor Protection Corporation (SIPC), and the Financial Accounting Standards Board (FASB). [read post]
17 Mar 2024, 7:14 pm
Steel Corporation securities. [read post]
16 Mar 2024, 6:30 am
In the SEC’s announcement of the new rules, SEC Chair Gary Gensler underscored the objective of enhanced investor protection and articulated a three-prong approach covering disclosure, the use of projections by issuers and issuer obligations. [read post]
16 Mar 2024, 6:30 am
In the SEC’s announcement of the new rules, SEC Chair Gary Gensler underscored the objective of enhanced investor protection and articulated a three-prong approach covering disclosure, the use of projections by issuers and issuer obligations. [read post]
16 Mar 2024, 12:00 am
READ MORE Florida Real-Estate Investors Clog Courts and Are Quick to Evict A total of 10 corporate investment companies own approximately 20 percent of single-family rentals in Pinellas and Hillsborough counties. [read post]
16 Mar 2024, 12:00 am
READ MORE Florida Real-Estate Investors Clog Courts and Are Quick to Evict A total of 10 corporate investment companies own approximately 20 percent of single-family rentals in Pinellas and Hillsborough counties. [read post]
