Search for: "Securities and Exchange Commission v. Fox"
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5 Jan 2012, 1:53 pm
Fox, 2012 [read post]
10 Dec 2011, 6:20 am
Even Fox News says he's missed the beat on this one. [read post]
28 Oct 2011, 5:00 am
Dalton in SAI Global’s Viewpoint A Reuters article last week revealed that the Securities and Exchange Commission (SEC) has begun taking a new tact when conducting its compliance examinations at brokerage firms. [read post]
16 May 2011, 11:32 am
Among them is a bounty program which entitles persons, either acting alone or jointly with others, who provide information of violations to the Securities and Exchange Commission to receive a portion of monies eventually recovered by the SEC. [read post]
28 Mar 2011, 12:00 am
Supreme Court in the affirmative action case of United Steelworkers of America v. [read post]
18 Jan 2011, 11:58 am
Attorney John Avery appeared on behalf of the Securities and Exchange Commission (SEC). [read post]
5 Aug 2010, 12:31 am
As Judge Gleeson pointed out recently in United States v. [read post]
30 Mar 2010, 4:16 pm
An alternative to the fiduciary duty standard ultimately appearing in the statute would have given the Securities and Exchange Commission power to review fees for reasonableness. [read post]
30 Mar 2010, 10:18 am
(a) A consensus has developed regarding the standard Gartenberg set forth over 25 years ago: The standard has been adopted by other federal courts, and the Securities and Exchange Commission’s regulations have recognized, and formalized, Gartenberg-like factors. ... [read post]
30 Mar 2010, 10:06 am
(a) A consensus has developed regarding the standard Gartenberg set forth over 25 years ago: The standard has been adopted by other federal courts, and the Securities and Exchange Commission’s regulations have recognized, and formalized, Gartenberg-like factors. ... [read post]
21 Nov 2009, 4:14 pm
To the Securities and Exchange Commission: On November 18, 2009, Overstock.com (NASDAQ: OSTK) held conference call where CEO Patrick M. [read post]
1 Nov 2009, 8:58 pm
” [33] However, due to the fact that the Tribune Company filed separately from the Chicago Cubs organization, the team should be clear from such action. [34] V. [read post]
18 Aug 2009, 6:18 am
The Submitting Professors welcome the opportunity to provide comments to the Securities and Exchange Commission (the "SEC") on its proposed rule Facilitating Shareholder Director Nominations (the "Proposed Rule"). [read post]
1 May 2009, 1:47 am
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FEDERAL DECISIONS:
Securities and Exchange Commission v. [read post]
28 Nov 2007, 7:45 am
V. [read post]
16 Apr 2007, 7:00 am
Securities & Exchange Commission Irwin Stelzer, Senior Fellow and Director of Economic Policy Studies, Hudson Institute 3:30 - 4:45 p.m. [read post]