Search for: "Securities and Exchange Commission v. Jones"
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23 Feb 2024, 9:05 pm
In an article for the University of Nevada Las Vegas Gaming Law Journal, Matt Jones of the Securities and Exchange Commission and practitioner David E. [read post]
31 Jan 2024, 11:31 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
30 Jan 2024, 9:02 pm
”[26] In the Commission’s telling, “[a]s part of the settlement process, the Commission and a defendant negotiate terms,” and “if either party disagrees with terms t [read post]
26 Jan 2024, 6:00 am
Coinbase has asked the court to dismiss the Securities and Exchange Commission’s lawsuit alleging the largest U.S. crypto exchange is flouting its rules. [read post]
4 Jan 2024, 12:10 pm
”According to FINRA, this matter reportedly originated from an Investor Complaint Form submitted to FINRA referencing Securities and Exchange Commission v. [read post]
28 Dec 2023, 9:05 pm
Supreme Court’s decision in Dobbs v. [read post]
11 Oct 2023, 11:17 am
Standing to raise bankruptcy claims Truck Insurance Exchange v. [read post]
29 Sep 2023, 4:00 am
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
1 Sep 2023, 4:00 am
The justices faced heightened security risks, Thomas noted, after the leak of the court’s majority opinion to overturn Roe v. [read post]
27 Aug 2023, 6:25 am
Jones will hold an evidentiary hearing to evaluate Meadows’ filing. [read post]
14 Aug 2023, 5:36 am
This paper is much narrower—Sunstein is really unpacking some of the conservative SCOTUS bloc’s internal debates about the MQD in Biden v. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
5 Jun 2023, 9:30 pm
The law “subjects to the practically uncontrolled discretion of the Commission every issue or general sale of stocks, bonds, or securities hereafter to be made in Michigan. [read post]
18 May 2023, 8:01 am
Jones, involving class-action settlements. [read post]
14 Feb 2023, 7:02 am
/UK sanctions against the Trickbot cybercrime group, confirmation that Twitter’s sale will not be investigated by the Committee on Foreign Investment in the United States (CFIUS), and the latest on Security and Exchange Commission (SEC) v. [read post]
13 Feb 2023, 9:11 am
In this post, Henry Powell (Associate) and Antoni Hajdon (Of Counsel) in the Real Estate Disputes team at CMS, comment on the case of Barton & Ors v Morris & Anor in place of Gwyn Jones (deceased) [2023] UKSC 3 – handed down on 25 January 2023. [read post]
19 Jan 2023, 12:49 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
15 Dec 2022, 9:05 pm
Securities and Exchange Commission advanced several proposals to change stock market rules. [read post]
26 Aug 2022, 4:00 am
White Coats in the State Capital: OB-GYNs become political force in abortion wars Yahoo News – Alice Miranda Ollstein and Megan Messerly (Politico) | Published: 8/22/2022 Physicians, many of whom have never mobilized politically, are banding together in the wake of the Supreme Court overturning Roe v. [read post]
3 Aug 2022, 11:12 am
Securities and Exchange Commission v. [read post]
