Search for: "Securities and Exchange Commission v. Jones"
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13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
20 Feb 2020, 12:13 pm
Federal Trade Commission v. [read post]
11 Oct 2019, 3:00 am
The 2010 SpeechNow v. [read post]
28 Aug 2019, 10:51 pm
There were some SEP issues in Apple v. [read post]
23 Aug 2019, 6:17 am
Katz, Sabastian V. [read post]
16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SEC, SEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]
14 Jun 2019, 5:20 am
The privilege’s rationale, to allow lawyers and clients to exchange information and advice freely, echoes the policies articulated in Upjohn. [read post]
11 May 2019, 5:36 am
Patja Howell shared the latest installment of the Culper Partners Rule of Law Series on the Lawfare Podcast, in which Nate Jones and David Kris spoke with former Deputy Attorney General Jamie Gorelick: Fogel shared a petition for rehearing en banc from the appellant in McKeever v. [read post]
5 Apr 2019, 5:58 am
Pruitt, Jones Day, on Tuesday, April 2, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Investment advisers, Investor protection, Mutual funds, Reporting regulation, Retail investors, SEC, SEC enforcement FCPA and the Commodity Exchange Act: A New Relationship Posted by David Yeres, David DiBari, and Robert Houck, Clifford Chance US LLP, on Tuesday, April 2, 2019 … [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
20 Dec 2018, 8:55 am
It is this inescapable question that motivates me to continue this exchange with Prof. [read post]
31 Oct 2018, 11:21 am
Issues: (1) Whether the Federal Communications Commission’s assumption of gatekeeper power over new methods of communication, “in the most important place [] for the exchange of views[,] … the ‘vast democratic forums of the Internet,’” violates the First Amendment; (2) whether the radical reinterpretation of the Communications Act of 1934 by the FCC is entitled to deference under Chevron U.S.A. v. [read post]
23 Oct 2018, 7:11 am
Arizona State Tax Commission, in 1973 (state taxes). [read post]
21 Oct 2018, 4:59 pm
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
13 Sep 2018, 1:01 pm
Colorado Civil Rights Commission, have been in the area of First Amendment rights, this seemed an appropriate place to start. [read post]
11 Sep 2018, 1:33 pm
The issuance of digital tokens in exchange for services rather than money still can constitute an offering of securities, according to findings recently made by the Securities and Exchange Commission in a settled enforcement action, In the Matter of Tomahawk Exploration LLC and David Thompson Laurance, Securities Act Rel. [read post]
29 Jul 2018, 1:14 pm
SEC (2017), Kavanaugh dissented from a decision upholding the Securities and Exchange Commission's broad theory of liability in enforcing fraud laws against a broker who transmitted a fraudulent statement dictated by his boss. [read post]
26 Jul 2018, 11:55 am
A recent Mother Jones headline aptly summarizes one potential line of attack: “How Brett Kavanaugh Could Cripple the Next Democratic President. [read post]
13 Jul 2018, 1:36 pm
” And he expresses grave concern about “the questionable effectiveness and accountability of some of the numerous independent regulatory agencies,” referring to agencies (like the Federal Elections Commission, the Federal Communications Commission and the Securities and Exchange Commission) run by individuals appointed by the president but only removable “for cause. [read post]
5 Jul 2018, 10:31 am
The Commission has charged Watkins with violations of the antifraud provisions of both the Securities Act and the Exchange Act arising from inducing clients to invest in purported waste-to-energy ventures but instead using the clients' funds for personal expenses. [read post]
