Search for: "Securities and Exchange Commission v. Jones"
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20 Feb 2020, 12:13 pm
Federal Trade Commission v. [read post]
3 May 2017, 4:51 am
Securities and Exchange Commission, and Perry v. [read post]
4 Sep 2014, 3:19 am
[v] The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
14 Nov 2011, 6:23 am
At UPI, Michael Kirkland reports on a proposed Securities and Exchange Commission regulation designed to “undo at least some of the effects” of the Court’s opinion in Citizens United v. [read post]
3 Aug 2022, 11:12 am
Securities and Exchange Commission v. [read post]
16 May 2022, 10:59 am
In Securities and Exchange Commission v. [read post]
6 Mar 2022, 11:36 am
Kurup posted the unanimous court decision in FBI v. [read post]
5 Apr 2019, 5:58 am
Pruitt, Jones Day, on Tuesday, April 2, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Investment advisers, Investor protection, Mutual funds, Reporting regulation, Retail investors, SEC, SEC enforcement FCPA and the Commodity Exchange Act: A New Relationship Posted by David Yeres, David DiBari, and Robert Houck, Clifford Chance US LLP, on Tuesday, April 2, 2019 … [read post]
2 Mar 2022, 9:26 am
The world’s largest cryptocurrency exchange will not block all Russian user accounts used for trading, according to Fortune. [read post]
24 Jan 2011, 7:15 am
See also my Senate testimony on fiduciary duties of investment bankers; my article, Federal Misgovernance of Mutual Funds discussing the debacle culiminating in the Supreme Court’s Jones v. [read post]
17 Jun 2009, 1:50 pm
That standard, the Solicitor General said, “has provided useful guidance for fund boards” and is now reflected in regulations of the Securities and Exchange Commission. [read post]
20 May 2022, 6:39 am
In Securities and Exchange Commission v. [read post]
12 Jan 2010, 5:00 am
For anyone marginally familiar with the current financial crisis and Judge Posner's opinion in Jones v. [read post]
14 Nov 2011, 12:22 pm
The proposed Stop Trading on Congressional Knowledge Act addresses that problem by instructing the Securities and Exchange Commission to adopt rules intended to prohibit such trading. [read post]
25 Jul 2011, 1:55 am
National Australia Bank, Section 10 of the ’34 Act and Rule 10b-5 apply to “transactions in securities listed on domestic exchanges, and domestic transactions in other securities. [read post]
28 Aug 2019, 10:51 pm
There were some SEP issues in Apple v. [read post]
23 May 2011, 7:13 pm
Hayes (1997) 57 Cal.App.4th 916, 927; Jones v. [read post]
12 Jun 2018, 7:15 am
Securities and Exchange Commission, 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
27 Aug 2023, 6:25 am
Jones will hold an evidentiary hearing to evaluate Meadows’ filing. [read post]
29 Jul 2018, 1:14 pm
SEC (2017), Kavanaugh dissented from a decision upholding the Securities and Exchange Commission's broad theory of liability in enforcing fraud laws against a broker who transmitted a fraudulent statement dictated by his boss. [read post]
