Search for: "Securities and Exchange Commission v. Jones"
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12 Jun 2018, 7:15 am
Securities and Exchange Commission, 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
7 Jun 2018, 3:01 pm
The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
23 May 2018, 4:58 pm
Toward the end of that month, UR initiated a new investigation, to be led by a former chairwoman of the Securities and Exchange Commission and the United States Attorney for the Southern District of New York. [read post]
23 May 2018, 4:58 pm
Toward the end of that month, UR initiated a new investigation, to be led by a former chairwoman of the Securities and Exchange Commission and the United States Attorney for the Southern District of New York. [read post]
7 May 2018, 5:00 am
The Home Office reaffirmed this response in part in a Dec. 11, 2017 written question and answer exchange. [read post]
23 Mar 2018, 9:47 am
In 2010, Dodd-Frank, the Obama-era financial reform law, delegated authority to the Securities and Exchange Commission (“SEC”) to propose a uniform fiduciary rule for retail investment accounts. [read post]
21 Feb 2018, 12:52 pm
Bobby Chesney explained a factual dispute related to the merits in Doe v. [read post]
29 Dec 2017, 7:34 am
It no doubt explains why Spotify and China's internet giant Tencent exchanged equity stakes of just under 10 per cent of each other, and why Tencent now has a $2 billion stake in Snapchat. [read post]
20 Jul 2017, 11:00 am
And although Comey testified that during the dinner his own impression was that Trump was “looking to get something in exchange for granting my request to stay in the job,” by Comey’s own account no such exchange was given explicit mention. [read post]
3 May 2017, 4:51 am
Securities and Exchange Commission, and Perry v. [read post]
16 Jun 2016, 2:48 pm
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
3 May 2016, 5:08 pm
Jones Capital Equities Management, Inc. [read post]
23 Feb 2016, 7:36 am
The leaders of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 19-20 at the annual SEC Speaks conference in Washington, D.C. [read post]
23 Jul 2015, 6:28 pm
The Securities and Exchange Commission (SEC) enjoys a pronounced home-field advantage when trying enforcement actions in its own administrative courts as opposed to federal district courts. [read post]
31 Jan 2015, 8:24 pm
In my opinion, the result is a rich scholarly exchange on issues of major contemporary importance. [read post]
17 Nov 2014, 5:26 pm
Raich v. [read post]
9 Nov 2014, 6:46 pm
See Zerbst v. [read post]
28 Oct 2014, 1:30 pm
Kalamazoo County Road Commission v. [read post]
16 Oct 2014, 7:57 am
Kalamazoo County Road Commission v. [read post]
4 Sep 2014, 3:19 am
[v] The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
