Search for: "Securities and Exchange Commission v. Jones"
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23 Oct 2018, 7:11 am
Arizona State Tax Commission, in 1973 (state taxes). [read post]
7 Jun 2018, 3:01 pm
The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
23 Feb 2024, 9:05 pm
In an article for the University of Nevada Las Vegas Gaming Law Journal, Matt Jones of the Securities and Exchange Commission and practitioner David E. [read post]
21 Oct 2018, 4:59 pm
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
13 Jul 2018, 1:36 pm
” And he expresses grave concern about “the questionable effectiveness and accountability of some of the numerous independent regulatory agencies,” referring to agencies (like the Federal Elections Commission, the Federal Communications Commission and the Securities and Exchange Commission) run by individuals appointed by the president but only removable “for cause. [read post]
3 May 2016, 5:08 pm
Jones Capital Equities Management, Inc. [read post]
16 Jan 2008, 3:21 pm
Wall Street has successfully argued that Congress intended only the Securities and Exchange Commission to police fraud, not to open the door to lawsuits by private shareholders. [read post]
26 Jan 2024, 6:00 am
Coinbase has asked the court to dismiss the Securities and Exchange Commission’s lawsuit alleging the largest U.S. crypto exchange is flouting its rules. [read post]
31 Oct 2018, 11:21 am
Issues: (1) Whether the Federal Communications Commission’s assumption of gatekeeper power over new methods of communication, “in the most important place [] for the exchange of views[,] … the ‘vast democratic forums of the Internet,’” violates the First Amendment; (2) whether the radical reinterpretation of the Communications Act of 1934 by the FCC is entitled to deference under Chevron U.S.A. v. [read post]
19 Sep 2011, 3:54 am
ASHENDON AND JONES v. [read post]
15 Oct 2011, 2:13 am
FERC; Public Citizen, Inc., et al. v. [read post]
23 Jul 2015, 6:28 pm
The Securities and Exchange Commission (SEC) enjoys a pronounced home-field advantage when trying enforcement actions in its own administrative courts as opposed to federal district courts. [read post]
16 Oct 2014, 7:57 am
Kalamazoo County Road Commission v. [read post]
14 Jun 2019, 5:20 am
The privilege’s rationale, to allow lawyers and clients to exchange information and advice freely, echoes the policies articulated in Upjohn. [read post]
7 Jun 2020, 4:34 pm
The judgment in the case of Smith v Jones [2020] NSWDC 262 was given on 28 May 2020. [read post]
23 Mar 2011, 6:26 am
Black v. [read post]
13 Sep 2010, 1:04 am
Sharesleuth took a closer look at the registration statement covering the resale of those shares, and found that no fewer than eight people who participated in the placement have been the subject of Securities and Exchange Commission actions or criminal prosecutions. [read post]
14 Jul 2011, 1:30 pm
Jones: The Court affirmed the trial court’s denial of credit towards Mr. [read post]
