Search for: "Securities and Exchange Commission v. Rajaratnam"
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9 Dec 2011, 5:00 am
Nov. 8, 2011), the court granted the Securities and Exchange Commission’s (“SEC”) motion for summary judgment against the defendant for insider trading in violation of Section 10(b) of the Securities and Exchange Act of 1934 and Section 17(a) of the Securities and Exchange Act of 1933. [read post]
28 Jun 2013, 10:05 am
§ 78j(b), and Securities & Exchange Commission Rule 10b-5, 17 C.F.R. [read post]
7 Feb 2012, 5:00 am
On October 26, 2011, the Securities and Exchange Commission (“SEC”) brought suit in Federal District Court against Rajat K. [read post]
18 Dec 2009, 8:30 am
Securities and Exchange Commission has also filed civil charges against Rajaratnam. [read post]
19 Apr 2011, 3:36 pm
Securities and Exchange Commission, Justia Docket Filings U.S. v. [read post]
20 Oct 2009, 4:00 am
Either the Securities and Exchange Commission has stepped up its enforcement of insider trading or it’s doing a better job of publicizing its enforcement. [read post]
15 Nov 2011, 9:56 am
District Court for the Southern District of New York to pay a record monetary penalty of $92,805,705 in the Securities and Exchange Commission’s related enforcement action (SEC v. [read post]
13 Oct 2011, 9:33 am
Securities and Exchange Commission in a civil proceeding in 2007. [read post]
21 Jul 2011, 5:00 am
The court held that the Securities and Exchange Commission (“SEC”) had a presumptive right to access the wiretaps through discovery and that the defendants’ objections were too unpersuasive to overcome that presumption. [read post]
19 Apr 2011, 9:57 am
Rajaratnam is not an isolated fight but rather part of an ongoing doctrinal war pitting the rather extreme views of the Securities and Exchange Commission against the carefully considered law of insider trading articulated by the Supreme Court. [read post]
12 Jul 2011, 1:01 pm
Rajaratnam and Galleon in federal court). [read post]
10 Feb 2011, 9:33 am
In a major coup for the Securities and Exchange Commission, the U.S. [read post]
20 Oct 2009, 2:14 pm
The spin of the wheel in the Securities and Exchange Commission â [read post]
9 Nov 2011, 10:08 am
Rakoff is well-known for speaking bluntly, giving the Securities and Exchange Commission heartburn, and a willingness to issue bold legal rulings, such as when he briefly overturned the death penalty in a decision that was later reversed. [read post]
26 Oct 2011, 3:02 pm
Securities and Exchange Commission, pursuant to its authority granted under § 10(b) of the Securities Exchange Act of 1934. 6. [read post]
26 Oct 2011, 11:39 am
Gupta v. [read post]
4 Mar 2013, 1:50 pm
Attorney’s Office, the Securities and Exchange Commission (“SEC”), and from Gupta himself; collecting and reviewing millions of documents leading to document productions of over 400,000 pages; and providing counsel to represent various of its officers and employees in depositions and at trial. [read post]
15 Oct 2011, 6:02 am
Fiero v. [read post]
15 Oct 2011, 6:02 am
Fiero v. [read post]
24 Sep 2010, 7:00 am
Securities and Exchange Commission v. [read post]
