Search for: "Securities and Exchange Commission v. Senior et al"
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17 Dec 2018, 8:18 am
Blockvest LLC et al., case number 3:18-cv-02287, denied the SEC’s Motion for Preliminary Injunction to enjoin Blockvest’s ICO on the SEC’s claim that Blockvest’s pre-ICO capital raising was a securities law violation. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
23 Jul 2015, 6:28 pm
The Securities and Exchange Commission (SEC) enjoys a pronounced home-field advantage when trying enforcement actions in its own administrative courts as opposed to federal district courts. [read post]
15 Jan 2014, 12:11 am
However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
11 Apr 2013, 10:12 am
American Petroleum Institute, et al. v. [read post]
15 May 2011, 9:43 am
Juan Romagoza, CJA's lead plaintiff in Romagoza et. al. v. [read post]
15 May 2011, 2:00 am
Juan Romagoza, CJA's lead plaintiff in Romagoza et. al. v. [read post]
2 May 2011, 5:29 am
In the third, final part, the author scrutinizes the Commission proposal against the background of the Commission's Impact Assessment before concluding with a short resumé. [read post]
7 Feb 2011, 5:56 pm
Any firm acting as a counterparty to certain off-exchange forex transactions involving retail persons is required to register as a Retail Foreign Exchange Dealer. [read post]
29 Apr 2010, 2:08 pm
Mayer Brown LLP, et al by a three-judge panel of the U.S. [read post]
28 Apr 2010, 4:52 am
Cutillo et al., No. 09 Civ. 9208 (S.D.N.Y. [read post]
12 Apr 2010, 10:44 am
Click Here American Trucking Association et al. v. [read post]
12 Feb 2010, 10:17 am
Congress recognized private securities litigation as andquot;an indispensable tool with which defrauded investors can recover their losses without having to rely upon government actionand#39; and consequently, such lawsuits and#39;promote public and global confidence in our capital markets and help to deter wrongdoing and guarantee that corporate officers, auditors, directors, lawyers and others properlyandnbsp;andnbsp;perform their jobs.andquot; The Securities and… [read post]
18 Dec 2009, 8:30 am
Securities and Exchange Commission has also filed civil charges against Rajaratnam. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
23 Feb 2009, 12:02 pm
In its civil complaint in Securities and Exchange Commission v. [read post]
23 Aug 2008, 1:23 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: DRM for streaming music dies a quiet death: (Electronic Frontier Foundation), (Techdirt) CAFC decides Apotex and Impax infringed AstraZeneca’s Prilosec patents: (Law360), (Patent Prospector), (Patent Docs), (GenericsWeb), CAFC upholds lower court’s decision finding USPTO was within its rights to subject a Cooper patent to… [read post]
