Search for: "Securities and Exchange Commission v. White et al"
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16 Aug 2012, 6:40 am
The Order is based on the entry of a permanent injunction against Rizvi in the civil action entitled Securities and Exchange Commission v. [read post]
6 Mar 2014, 8:43 am
This article updates and includes references to the previously published "SunTRUST or UNTRUSTWORTHY For SEC Chair Mary Jo White" (BrokeAndBroker.com, April 14, 2013).Molchatsky In-Discretion In Molchatsky, et al. v. [read post]
17 Aug 2023, 1:02 pm
Securities and Exchange Commission (SEC) has proposed a set of new rules intended to create a consistent, comparable, and reliable source of information regarding climate change impacts and sustainability efforts to inform and protect investors while facilitating further innovation in this evolving area. [read post]
14 Jun 2012, 2:04 pm
Longoria et al., Civil Action No. 11-CV-0753 (S.D.N.Y.). [read post]
14 Jun 2012, 2:04 pm
Longoria et al., Civil Action No. 11-CV-0753 (S.D.N.Y.). [read post]
5 Oct 2017, 7:24 am
The complaint, Securities and Exchange Commission v. [read post]
25 Jul 2019, 12:35 pm
William Barr et al. [read post]
29 Nov 2017, 4:23 pm
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
1 Dec 2017, 2:55 pm
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
6 Aug 2007, 2:55 pm
Scientific-Atlanta, et al. (06-43), due to be heard by the Court on Oct. 9. [read post]
16 Dec 2017, 4:55 am
Khalid Sheikh Mohammed et al. [read post]
3 Nov 2008, 8:47 pm
Ferguson et al., No. 3:06CR137 (CFD) (D. [read post]
19 Feb 2021, 9:30 pm
The National Security Archive et. al. v. [read post]
4 Jan 2024, 12:10 pm
”According to FINRA, this matter reportedly originated from an Investor Complaint Form submitted to FINRA referencing Securities and Exchange Commission v. [read post]
23 Apr 2018, 4:26 am
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause. [read post]
21 Aug 2022, 9:01 pm
In issuing an Advance Notice of Proposed Rulemaking (ANPR), the Commission is seeking comments from the public on the extent and effects of various commercial surveillance and data security practices, as well as on various approaches to crafting rules to govern these practices and the attendant tradeoffs. [read post]
4 Nov 2014, 2:48 pm
American Realty Capital Properties Inc. et al.; Ciraulu v. [read post]
24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
10 Jul 2018, 5:17 pm
[i] In the fall of 2017, the SEC commenced three separate enforcement actions against individuals and defendants seeking to conduct ICOs (i.e., SEC v PlexCorps et al., SEC v. [read post]
24 Oct 2023, 9:01 pm
There is also new Commission rulemaking. [read post]
