Search for: "Security 1 Lending"
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18 May 2011, 1:18 pm
Since When Did the FTC Start Regulating Cyber Security? [read post]
29 May 2009, 9:29 am
To learn more at a free, confidential consultation, please contact us online or call us toll-free at 1-800-872-5925. [read post]
3 Oct 2023, 8:00 am
Artificial Intelligence (AI) Legislation Tracker includes state, federal, and notable municipal legislation related to the use of AI pending as of, or proposed after, January 1, 2023. [read post]
5 Mar 2007, 11:46 am
District Court for the Eastern District of Wisconsin, have been issued within the last few weeks with respect to whether plaintiffs may assert class claims for rescission under the Truth in Lending Act. [read post]
25 Jun 2010, 2:08 am
Douglas Ballard, the former executive vice president and risk management officer, and Joseph Foster, the chief lending officer, were indicted on several counts of bank fraud, receipt of bribes, securities fraud, and structuring of cash deposits. [read post]
28 Jun 2013, 2:55 pm
UCC filings are of critical importance in any secured loan transaction, whether it involves asset based loans, technology lending, construction financing, equipment financing, and even real estate lending where fixture filings may be an integral part of the transaction or personal property may be included in the collateral pool. [read post]
26 Sep 2023, 9:01 pm
JP Morgan Chase,[1] concluding that the plaintiff failed to adequately plead that the syndicated term loans at issue were securities. [read post]
7 Oct 2010, 7:45 am
Thanks to lending incentives, the capital’s cost can be as low as 1%, although initially, dividends or interest on the capital will be 5%. [read post]
11 Mar 2022, 1:05 pm
” She argued that applying the securities regulatory framework to crypto lending products might simply make them unavailable to US retail customers. [read post]
SEC Adopts Amendments to Improve the Application of the Auditor Independence Rules to Loan Provision
18 Jun 2019, 10:13 am
HighlightsRule 2-01(c)(1)(ii)(A) of Regulation S-X (the “Loan Provision”) generally provides that an auditor is not independent if that auditor is in a lending relationship with its audit client. [read post]
8 Sep 2022, 9:01 pm
Finally, many crypto intermediaries provide lending functions for a return.[19] Make no mistake: If a lending platform is offering and selling securities, it too comes under SEC jurisdiction. [read post]
10 Apr 2019, 3:37 am
On occasion a lender is confronted with a complicated question of whether it can lend based on collateral in the form of its own stock. [read post]
10 Apr 2019, 3:37 am
On occasion a lender is confronted with a complicated question of whether it can lend based on collateral in the form of its own stock. [read post]
10 Apr 2019, 3:37 am
On occasion a lender is confronted with a complicated question of whether it can lend based on collateral in the form of its own stock. [read post]
29 May 2018, 12:56 pm
A case involving real estate lending illustrates the perils of failing to comply with the securities laws. [read post]
11 Feb 2020, 8:26 am
On 10 February 2020, the International Securities Lending Association (ISLA) submitted a letter to the European Commission and the European Securities and Markets Authority (ESMA) regarding the Regulation on reporting and transparency of securities financing transactions (SFTR). [read post]
24 Jan 2018, 8:00 pm
Sources [1] *Select unitranche and senior debt similar to mezzanine were included in mezzanine investments. [1] Sean Ross, Reversing Trend, Mezzanine Debt on the Rise Again, (Aug 17, 2016), https://www.axial.net/forum/reversing-trend-mezzanine-debt-rise/.[2] CHRISTINE K. [read post]
16 Jan 2024, 5:00 am
It includes useful content on topics including tenant's rights, fair housing and lending, discrimination, immigration, and general non-profit resources. [read post]
7 Sep 2013, 7:32 am
” [1] The net capital rule is the principal SEC rule governing regulatory capital requirements for securities broker-dealers in the United States. [read post]
23 Aug 2007, 3:40 pm
Melton, Esq., lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com, 1-866-3323567 (toll free) Lehman Brothers Holdings Inc. announced today that it is shutting down its subprime-lending unit. [read post]
