Search for: "Security Bank & Trust Co."
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1 Jul 2009, 12:53 pm
State Street Bank and Trust Co. received a so-called "Wells" notice from the SEC tied to the ongoing investigation by the SEC into disclosures and management of the bank's fixed-income investments during 2007 and earlier periods. [read post]
25 Jul 2009, 6:17 am
Pinehurst-based State Bank and Trust Co. will assume all of the deposits of Security Bank’s six subsidaries and will acquire $2.4 billion of the banks’ assets. [read post]
1 Nov 2011, 7:46 am
An SEC administrative law judge dismissed charges that two former Street State Bank and Trust Co. employees misled investors about their exposure to subprime mortgage-backed securities in an unregistered fund, In re John P. [read post]
24 May 2018, 1:38 pm
Another co-conspirator, ex-MidCoast Community Bank CEO James Ladio must pay $700K in restitution and spend two years behind bars. [read post]
5 Jul 2016, 9:09 am
Trust Co. v. [read post]
5 Feb 2016, 12:01 pm
On February 3, Judge Alison Nathan of the United States District Court for the Southern District of New York largely denied Deutsche Bank National Trust Co. [read post]
5 Mar 2009, 12:06 pm
The Boilermaker-Blacksmith National Pension Trust is suing a number of investment banks, credit rating agencies, and underwriters, including Wells Fargo, WFASC, Morgan Stanley & Co., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc.,… [read post]
10 Aug 2018, 9:02 am
Stranger & Co. [read post]
30 Dec 2014, 12:03 pm
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D.In an action by a group of pension funds against the Bank of New York Mellon over the poor performance of residential mortgage-backed securities (RMBS) following the 2008 financial crisis, the Second Circuit held that the pension funds lacked standing to assert claims related to RMBS trusts in which they did not invest, because different concerns were implicated for the two sets of… [read post]
10 Aug 2018, 7:43 am
Kingdom Trust Co. [read post]
18 Jan 2007, 1:54 pm
JP Morgan Chase & Co. is reporting a 68% increase from the sale of their corporate trust unit, as well as strong investment growth. [read post]
27 Jan 2011, 1:12 pm
The most recent failure is United Western Bank in Denver, Colorado, whose deposits have been assumed by First Citizens Bank & Trust Co. of Raleigh, N.C. [read post]
20 Dec 2019, 8:18 am
As long as you are serving as your own trustee or co-trustee, you can use your Social Security number for the trust. [read post]
21 Nov 2008, 12:35 am
The state's top securities regulator is accusing the investment bank of continuing to market and sell auction rate securities to clients even as Oppenheimer executives were getting rid of their own ARS holdings, worth $3 million, before the collapse. [read post]
26 Jun 2012, 6:56 am
Republic Bank & Trust Co. v. [read post]
14 Nov 2012, 9:54 am
Mega International Commercial Bank Co. [read post]
Pennsylvania Regulator Investigates Securities America and Landenburg Thalmann Non-Traded REIT Sales
17 Apr 2014, 6:23 am
The Pennsylvania Department of Banking and Securities requested that Securities America Inc. [read post]
1 May 2014, 5:15 pm
In most cases, the trust is not even considered a separate legal entity for tax purposes, so your Social Security number remains tied to trust assets like bank accounts. [read post]
5 Mar 2010, 6:37 am
You also may hire a bank or a trust company to act as trustee. [read post]
20 Jan 2016, 7:41 am
On January 27, 2016, the Supreme Court of Ohio will hear oral argument in the case of Deutsche Bank National Trust Company as Trustee v. [read post]
