Search for: "Security Credit Services, LLC"
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15 Nov 2018, 2:49 pm
Credit Suisse Securities (USA) LLC, FINRA Case No. 17-01277 Credit Suisse raised a mitigation defense based upon compensation Mr. [read post]
9 May 2019, 10:32 am
Ford Motor Credit Company LLC (also referred to as Ford Motor Credit or Ford Credit) is a financial services division within Ford Motor Company. [read post]
30 May 2014, 7:03 am
STATE OF MICHIGAN – NOTICE TO CONSUMERS Under the Equifax voluntary security freeze program you may request that a security freeze be placed on your Equifax Information Services LLC (Equifax) credit report by sending a request in writing by certified mail or by electronic means as described below. [read post]
13 Dec 2023, 1:05 pm
The Securities and Exchange Commission today announced that Credit Suisse Securities (USA) LLC and two affiliated Credit Suisse entities (collectively, the Credit Suisse Entities) agreed to pay more than $10 million to settle the SEC’s charges that they…Read the Full Press Release Have a securities law question? [read post]
17 May 2023, 11:30 am
The White Law Group reviews the regulatory history of MML Investors Services LLC. [read post]
17 Jul 2012, 7:29 pm
Commodity Futures Trading Commission is charging TC Credit Service, LLC, doing business as Del-Mair Group, LLC), and its owner Christopher D. [read post]
26 Jul 2011, 4:29 pm
The National Credit Union Administration has filed a $629 million securities fraud lawsuit against RBS Securities, Wachovia Mortgage Loan Trust LLC, Nomura Home Equity Loan Inc., Greenwich Capital Acceptance Inc., Lares Asset Securitization Inc., IndyMac MBS Inc., and American Home Mortgage Assets LLC. [read post]
15 Nov 2017, 1:08 pm
Baltimore-based computer software company Leap LLC launched its Leap app Wednesday to digitize the in-home sales process for companies in the home services industry to help eliminate inefficiencies of handwritten paper contracts, inaccurate estimates and credit application errors. [read post]
24 Feb 2023, 4:59 pm
Dougherty was previously employed by Wells Fargo Clearing Services LLC. [read post]
9 Jan 2020, 7:28 am
Howley) (CRD#: 2229244) is a former broker whose last employer was Park Avenue Securities LLC (CRD#:46173) of Rumson, NY. [read post]
12 Sep 2019, 1:06 am
In the Matter of the Arbitration Between Credit Suisse Securities (USA) LLC, Claimant, v. [read post]
17 Aug 2010, 11:50 am
Credit ratings affect the pricing of debt securities and also the ability of certain investors to purchase and hold the securities. [read post]
12 Jun 2010, 8:03 am
Catalyst Health Solutions, a provider of pharmacy benefit management services, has won a $9.8 million FINRA arbitration award against Credit Suisse in connection with student loan-backed auction rate securities. [read post]
12 Sep 2014, 7:00 am
In August 2014, the Federal Trade Commission (“FTC”) approved final orders resolving its actions against Fandango, LLC (“Fandango”) and Credit Karma, Inc. [read post]
31 Jan 2019, 8:04 am
The Financial Industry Regulatory Authority (FINRA) has oversight over all major brokerage firms operating in the United States (including UBS Financial Services, Credit Suisse, Merrill Lynch and Morgan Stanley), and these firms are required to arbitrate loss claims filed by individual investors. [read post]
21 Feb 2014, 7:55 am
Gana LLP, a full-service nationally recognized securities litigation firm, is investigating Credit Suisse Securities (USA) LLC for underwriting and VLS Securities, LLC (VLS) for marketing the VelocityShares Daily 2x VIX Short Term Exchange Traded Notes (TVIX). [read post]
18 Jun 2007, 8:11 am
Credit Suisse Securities (USA) LLC v. [read post]
13 Sep 2023, 12:39 pm
Getting licensed Depending on your location, profession, and business type, you may need to secure additional licenses and/or permits. [read post]
25 Feb 2009, 1:55 pm
Credit Suisse Securities (USA) LLC (Respondent), Case Number: 08-00512, FINRA Credit Suisse [read post]
19 May 2010, 5:02 am
Credit Card Reform is a post from Absolute Legal Services, LLC. [read post]
