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10 Nov 2022, 9:53 am
This will apply for 2022 and any year in the fund doesn’t qualify as a regulated investment company. [read post]
24 Apr 2021, 11:16 am
Noyes & Company Over GPB Funds appeared first on Securities Arbitration Lawyer Blog. [read post]
8 Aug 2019, 9:06 am
Press Announcement iCONECT Secures Strategic Capital Funding Helping Lawyers tell ‘Their Winning Story’ iCONECT, a privately held 20-year industry leader in legal technology / ediscovery and makers of the award-winning XERA document review platform, today [August 8, 2019] announced a deal with NewField Capital Partners, a strategic partner who will fund continual growth and innovation for the company. [read post]
16 Nov 2020, 10:00 pm
The new Executive Order (EO or the Order) bans transactions by US persons in publicly traded securities of companies identified as “Chinese military companies,” and includes a ban on trading in derivatives of those securities and any securities designed to “provide investment exposure” to such securities, thereby capturing Exchange Traded Funds and arguably extending to funds that rely on those… [read post]
16 Nov 2020, 10:00 pm
The new Executive Order (EO or the Order) bans transactions by US persons in publicly traded securities of companies identified as “Chinese military companies,” and includes a ban on trading in derivatives of those securities and any securities designed to “provide investment exposure” to such securities, thereby capturing Exchange Traded Funds and arguably extending to funds that rely on those… [read post]
16 Nov 2020, 10:00 pm
The new Executive Order (EO or the Order) bans transactions by US persons in publicly traded securities of companies identified as “Chinese military companies,” and includes a ban on trading in derivatives of those securities and any securities designed to “provide investment exposure” to such securities, thereby capturing Exchange Traded Funds and arguably extending to funds that rely on those… [read post]
16 Nov 2020, 10:00 pm
The new Executive Order (EO or the Order) bans transactions by US persons in publicly traded securities of companies identified as “Chinese military companies,” and includes a ban on trading in derivatives of those securities and any securities designed to “provide investment exposure” to such securities, thereby capturing Exchange Traded Funds and arguably extending to funds that rely on those… [read post]
16 Nov 2020, 10:00 pm
The new Executive Order (EO or the Order) bans transactions by US persons in publicly traded securities of companies identified as “Chinese military companies,” and includes a ban on trading in derivatives of those securities and any securities designed to “provide investment exposure” to such securities, thereby capturing Exchange Traded Funds and arguably extending to funds that rely on those… [read post]
16 Nov 2020, 10:00 pm
The new Executive Order (EO or the Order) bans transactions by US persons in publicly traded securities of companies identified as “Chinese military companies,” and includes a ban on trading in derivatives of those securities and any securities designed to “provide investment exposure” to such securities, thereby capturing Exchange Traded Funds and arguably extending to funds that rely on those… [read post]
29 Oct 2020, 5:09 pm
Reynen Court Secures Next Round Of Funding To Accelerate Growth Media Release Global Venture Capital Fund Ventech Lead New Financing Joined By Current Shareholders Clifford Chance, Latham & Watkins and Prins H LLC New York – October 28, 2020 – Reynen Court has secured $4.5 million of further funding to accelerate growth. [read post]
13 Apr 2021, 5:21 am
Over GPB Funds appeared first on Securities Arbitration Lawyer Blog. [read post]
26 Mar 2014, 2:57 pm
A note of congratulations to fellow Slaw contributor Jack Newton, whose company Clio has successfully secured a C Series funding round; led by Bessemer Venture Partners and valued at $20M. [read post]
16 Feb 2010, 2:55 pm
Click here for all IMH Secured Loan Fund blog postings. [read post]
20 Jul 2018, 5:00 am
Securities Fraud Conviction Hits Hedge Fund ManagerA federal jury convicted a former hedge fund manager and a securities trader of securities fraud. [read post]
20 Nov 2019, 6:21 am
Press Announcement Active Navigation Secures $11 Million Series A Funding to Expand Product Suite and Fuel Growth Led by Mobeus, the data privacy software company will use the investment to launch a new SaaS product and accelerate global expansion. [read post]
20 May 2020, 8:31 am
The post TCA Global Credit Master Fund Has Sued Many Companies In Broward County, Florida appeared first on Securities Arbitration Lawyers Blog. [read post]
7 Jul 2021, 12:13 pm
Noyes & Company) Over Inverse and Leveraged Exchange-Traded Funds Supervisory Failures appeared first on Securities Arbitration Lawyer Blog. [read post]
19 Mar 2010, 9:54 pm
Was the IMH Secured Loan Fund a suitable investment for you? [read post]
19 Mar 2010, 10:54 pm
Was the IMH Secured Loan Fund a suitable investment for you? [read post]
14 Oct 2020, 10:00 pm
On October 7, 2020, the US Securities and Exchange Commission (SEC) adopted Rule 12d1-4 (Rule) under the Investment Company Act of 1940 (Act) and related amendments (Amendments) that are collectively designed to provide a more consistent and efficient regulatory framework for funds that invest in other funds (“fund of funds” arrangements). [read post]
