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20 May 2024, 9:01 pm
Whether management receives the same security as the sponsor or a junior security is a negotiated point. [read post]
20 May 2024, 8:03 pm
On 4 April 2023, ASIC filed proceedings against Auto & General Insurance Company Ltd (Auto & General) in respect of a term within its standard form home and contents insurance policies. [read post]
20 May 2024, 6:54 pm
Social Security was adopted in 1935. [read post]
20 May 2024, 4:38 pm
In yet another blow to the product and the surveillance company behind it—SoundThinking—Congress members have sent a letter calling on the Department of Homeland Security to investigate how it provides funding to local police to deploy the product. [read post]
20 May 2024, 3:43 pm
This rule states that companies shall be held liable for damages caused in breach of the Directive’s provisions. [read post]
20 May 2024, 12:14 pm
Highmark Wholecare is taking steps to increase rural access to broadband to address this issue by working to secure state grant funding, said Reddy. [read post]
20 May 2024, 10:50 am
Centers for Disease Control funded the $23 million contract using federal funds. [read post]
20 May 2024, 4:00 am
Moelis & Company, No. 2023-0309-JTL (Del. [read post]
19 May 2024, 9:05 pm
Securities Regulation | Scholars analyze the history of Supreme Court securities law jurisprudence to predict what lies ahead. [read post]
19 May 2024, 6:51 am
By the same token, many fewer of these same investors report owing an ESG fund or ETF than in the past. [read post]
19 May 2024, 3:00 am
The nonprofit recently secured $3 million in funding from the state Wildlife Conservation Board and the nonprofit Sierra Nevada Conservancy to purchase 650 acres of a former logging forest north of Lake Tahoe. [read post]
17 May 2024, 6:59 pm
Diaspora communities are sometimes an essential element of creating community and developing lines of communication, cultural connections, and solidarity between States and their diasporas. [read post]
17 May 2024, 12:27 pm
The new requirements will be binding on broker-dealers (including funding portals), investment companies, registered investment advisers, and transfer agents. [read post]
17 May 2024, 5:00 am
Indeed, firms are required under the securities laws to disclose material nonpublic information, at least when they raise capital. [read post]
17 May 2024, 4:18 am
Over 300 U.S. companies unknowingly hired foreign nationals with ties to North Korea, sending $6.8 million of revenue overseas in a fraud scheme that helped Pyongyang fund its nuclear weapons program, the Justice Department said yesterday. [read post]
17 May 2024, 3:00 am
Troy Nehls may have misused campaign funds for personal purposes. [read post]
16 May 2024, 9:01 pm
On the other side are issuers raising capital from private funds, ranging from startups to late-stage companies. [read post]
16 May 2024, 1:24 pm
The Financial Industry Regulatory Authority offers an online tool that analyzes how fees and other expenses affect the value of mutual funds and exchange-traded funds over time. 3. [read post]
16 May 2024, 7:57 am
Adani had captured the attention of the Pension Fund apparatus for some time. [read post]
16 May 2024, 6:14 am
On Monday (May 13), DOJ announced that the company agreed to pay up to $120 million to settle charges it violated the False Claims Act by improperly securing Small Business Administration (SBA) loans through the COVID relief Paycheck Protection Program (PPP). [read post]
