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31 Mar 2017, 7:55 am
The post Steben & Company Futures Portfolio Fund LP Investment Losses appeared first on White Securities Law. [read post]
22 Jun 2012, 6:04 pm
On June 15, 2012, the Maryland Securities Commissioner issued an order adopting the NASAA model rule exemption for investment advisers to private funds. [read post]
14 Sep 2021, 11:11 am
Specifically, the bill would create a specialized grant program under the Department of Homeland Security (DHS) to provide funds to state and local governments over four years, with 25% of the funds going to particularly vulnerable rural government entities. [read post]
10 Apr 2024, 3:52 pm
The Department of Energy recently announced that 33 industrial projects, including two California-based companies, will receive federal funding to decarbonize. [read post]
25 May 2017, 1:32 pm
(“Venture Global”) announced that it has raised additional capital of approximately $81.4 million in its sixth round of equity investment, bringing the company’s funding total to $361 million. [read post]
25 May 2017, 1:32 pm
(“Venture Global”) announced that it has raised additional capital of approximately $81.4 million in its sixth round of equity investment, bringing the company’s funding total to $361 million. [read post]
11 Jan 2011, 4:40 pm
Regulators accused the company of misleading investors in its YieldPlus bond fund, which contained risky mortgage-backed securities. [read post]
29 May 2018, 7:12 am
Strata Oncology has announced it has secured $26 million in series B funding. [read post]
13 Apr 2011, 1:43 pm
The Securities and Exchange Commission today charged a former hedge fund portfolio manager with insider trading in a bio-pharmaceutical company based on confidential information about negative results of the company’s clinical drug trial. [read post]
17 Jun 2010, 2:44 pm
The SEC published today its proposed rules on INVESTMENT COMPANY ADVERTISING: TARGET DATE RETIREMENT FUND NAMES AND MARKETING. [read post]
28 Dec 2017, 10:02 am
The post JHFG Multifamily Opportunity Fund LLC – Securities Investigation appeared first on White Securities Law. [read post]
10 Jul 2013, 1:44 am
I have put them in contact with the relevant divisions at banks in order to try and secure the necessary funding. [read post]
14 Mar 2009, 5:53 am
Plaintiffs may be relegated to claims under Rule 10b-5, the Investment Company Act and state law. [read post]
23 Sep 2020, 8:43 am
appeared first on Securities Arbitration Lawyers Blog. [read post]
25 Apr 2013, 6:26 am
Goldman Sachs' recent filing with the Securities and Exchange Commission (SEC) to launch a "business development company," or BDC, should be of interest to financial services companies, particularly banking institutions structuring and restructuring their operations and product offerings to comply with the Volcker Rule's prohibitions on investing in and sponsoring "covered funds." [read post]
22 Dec 2008, 10:40 pm
News release: "The Securities and Exchange Commission has voted to require public companies and mutual funds to use interactive data... [read post]
25 Jun 2019, 2:12 pm
The post GPB Capital Funds Plunge In Value appeared first on Securities Fraud Attorney. [read post]
20 Jan 2012, 3:34 pm
A venture capital fund manager that is subject to disqualification under the federal “bad actor” exclusions would be exempt under the previous order but not the new one. [2] 3(c)(1) funds are funds that are exempt from Investment Company Act registration because they have 100 or less beneficial owners. [3] 3(c)(7) funds are funds that are exempt from Investment Company Act registration because they are sold exclusively… [read post]
21 Aug 2018, 1:52 pm
Barnett Allegedly Invests Client Funds in Speculative Securities appeared first on Securities Arbitration Lawyers Blog. [read post]
25 Nov 2007, 12:44 pm
State securities officials filed an administrative complaint against the company earlier this month. [read post]
