Search for: "Sigma Financial" Results 41 - 60 of 150
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11 Apr 2018, 8:36 am by FM Librarian
10 of the Coolest Visualizations of Migration Data (Migration Data Portal Blog, Feb. 2018) [text]Development Aid Stable in 2017 with More Sent to Poorest Countries (OECD, April 2018) [text]- See also related Reuters article.If Countries Won’t Take Refugees for Moral Reasons, Let’s Give Them Financial Incentives (QZ, April 2018) [text]It’s Relative: A Crosscountry Comparison of Family-Migration Policies and Flows (Migration Policy Institute, April 2018) [text]- "[T]his… [read post]
9 Feb 2018, 7:48 am by Renae Lloyd
  The post Financial Advisor Victor Dandridge III Sentenced to 7 Years Federal Prison appeared first on White Securities Law. [read post]
8 Oct 2017, 7:45 am
I'm not familiar with most of the terms—decisions trees, process mapping, Lean, Agile, Six Sigma. [read post]
15 Aug 2017, 3:12 pm by Scott M. Pearson
On July 28, 2017, California Governor Jerry Brown’s Office of Business and Economic Development recognized the California Department of Business Oversight for a successful Lean Six Sigma project that dramatically reduced the processing time for applications to amend financial services licenses. [read post]
23 May 2017, 11:07 am by Adam Gana
In September 2015, Scherschel was discharged from his position at Sigma Financial Corporation for failing to comply with the company’s correspondence policy for leveraged ETFs. [read post]
21 Apr 2016, 2:55 pm
These free 30-minute webinars show how to practice more efficiently and deliver better value, while improving your financial performance. [read post]
21 Mar 2016, 8:54 am by Adam Weinstein
  According to public disclosures, brokerage firms that sell Bradford oil and gas interests include Centarus Financial Inc., Commonwealth Financial Network, Sigma Financial Corporation, Sammons Securities, Madison Avenue Securities, Inc, M Financial Holdings Securities, Inc., Lincoln Investment Planning, Berthel Fsher & Company Financial Services Inc., Kalos Capital, Inc., G.F. [read post]
28 Dec 2015, 7:57 am by Adam Weinstein
Since August 2003 onward Velken has been registered with Sigma Financial Corporation out of the firm’s Lafayette, California office location. [read post]
22 Dec 2015, 3:39 am by Kevin LaCroix
Slater & Gordon also represented shareholder plaintiffs in the Sigma Pharmaceuticals securities suit, which resulted in a A$57.5 million settlement. [read post]
27 Oct 2015, 12:09 pm
With all this talk or blogging about AI, Big Data, metrics and analytics, pricing protocols, KM, Six Sigma and Lean and Agile, I wonder if I am working in a manufacturing shop or a law firm. [read post]
1 Oct 2015, 6:21 am by Adam Weinstein
After leaving JP Turner, McGriskin was registered with Sigma Financial Corporation for only one month in May 2013. [read post]
18 Aug 2015, 7:44 am by Shaunna Mireau
He shared that BLGs exploration of Lean and Six Sigma have evolved to accountability for results. [read post]
27 Jul 2015, 9:45 pm by Cary Coglianese
Management consultants have applied a range of assessment tools, such as the Balanced Scorecard or Six Sigma, to governmental organizations. [read post]
9 Apr 2015, 12:26 am
In this context, damage occurred where direct harmful consequences were suffered, not at the place where indirect or remote damage occurred or consequential financial loss was felt which had arisen out of the event that had already caused initial and actual damage elsewhere. [read post]
27 Jan 2015, 5:58 am by Adam Weinstein
In this way FINRA found that Sigma Financial did not conduct adequate supervision of those non-preferred vendor websites. [read post]
26 Jan 2015, 8:24 am by Adam Weinstein
FINRA found that Sigma Financial’s reliance upon BD OPS to remotely conduct all of the supervisory and compliance functions for Sigma Financial’s independent contractors and branch offices was not reasonable. [read post]