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7 Apr 2024, 9:05 pm by renholding
  A normative reconstruction through historical, sociological, and philosophical reflection can raise important questions also about moral limits that may be deontological or based in social contract theory, as well as through moral assessments of consequences.[21] A normative reconstruction of business theory opens questions also of distribution with respect to the economic objective. [read post]
29 Mar 2024, 4:00 am by Jim Sedor
National/Federal Trump’s Legal Fees Are Sky High. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
24 Jul 2023, 3:38 am by INFORRM
The Independent, Hacked Off, BBC, Sky News, Press Gazette and Guardian have more information. [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
In addition, SPAC mergers are no longer attracting the sky-high valuations that sometimes prevailed in 2020 and 2021 and that in at least some instances set some companies up for later sharp declines. [read post]
15 Dec 2022, 8:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
1 Nov 2022, 8:38 am by Race to the Bottom
Moreover, Ripple points out that every pre-Securities Act “blue sky” case that involved investment contracts required an actual contract. [read post]
26 Jul 2022, 7:05 am by John Jascob
By Suzanne CosgroveA state appeals court has affirmed a decision by the Iowa Insurance Division that two salesmen from Texas company Carson Energy, Inc., violated the state’s blue-sky laws. [read post]
” But the Commission also made clear that the SEC’s “broad discretion to require disclosure provides necessary latitude to expand or contract disclosure rules in light of changes in the relevant context in which securities issuers conduct their business. [read post]
8 Dec 2021, 11:27 am by CFM Admin
RIAs must provide a copy of the updated Form ADV Part 2A brochure and Part 2B brochure supplement (or a summary of changes with an offer to provide the complete brochure) to each “client” and, if applicable, Part 3 (Form CRS: Client Relationship Summary) to each “retail investor” with which the RIA has entered into an investment advisory contract. [read post]
8 Dec 2021, 7:27 am by CFM Admin
RIAs must provide a copy of the updated Form ADV Part 2A brochure and Part 2B brochure supplement (or a summary of changes with an offer to provide the complete brochure) to each “client” and, if applicable, Part 3 (Form CRS: Client Relationship Summary) to each “retail investor” with which the RIA has entered into an investment advisory contract. [read post]
7 Oct 2021, 6:37 am by CFM Admin
On September 15, Coinbase Financial Markets Inc, a subsidiary of Coinbase Global, Inc. [read post]
17 Sep 2021, 4:00 am by Jim Sedor
The contract, which indicates the work will be pro bono, comes as an array of Afghan constituencies are seeking lobbying help as they jockey for recognition in Washington and the international community. [read post]