Search for: "Smith-Cooper International, LLC"
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3 Apr 2024, 9:01 pm
Whether that’s explaining how we’re thinking about penalties, disgorgement and remedies; highlighting enforcement initiatives; discussing legal developments; or outlining the many ways in which we are encouraging and rewarding cooperation; this type of dialogue benefits all of us. [read post]
24 Nov 2023, 7:38 am
The idea behind the concept is that in international insolvency, English courts, where possible, should cooperate with foreign office holders to distribute assets to creditors. [read post]
8 Aug 2023, 9:31 am
Smith Jr. of the New York Regional Office. [read post]
18 Jul 2023, 6:12 am
After the Supreme Court issued its landmark decision in favor of free expression in 303 Creative LLC v. [read post]
9 Dec 2022, 3:00 am
They are among the first known subpoenas issued by Smith, who was named to oversee the U.S. [read post]
28 Sep 2022, 12:37 pm
LLC and Morgan Stanley Smith Barney LLC; UBS Securities LLC and UBS Financial Services Inc. [read post]
22 Sep 2022, 8:41 am
Boustead Securities, LLC StoneCreek Capital Partners Darrell Roberts Spire Securities, LLC Western International Securities, Inc. [read post]
4 Sep 2022, 4:15 pm
This round up covers law and media developments during August since our last Law and Media Round Up on 1 August 2022. [read post]
25 Jul 2022, 1:54 am
Media Law in Other Jurisdictions Australia Lawyers for former soldier Ben Roberts-Smith, accused of committing war crimes and murder in Afghanistan, have told the federal court that the allegations are “a nonsense and … an embarrassment … based on conjecture, speculation and imprecise testimony,” as his long-running defamation trial enters its final phase. [read post]
14 Jul 2022, 8:28 am
Morgan Stanley terminated Good on March 10, 2022, after he refused to cooperate with an internal investigation following allegations from clients. [read post]
27 May 2022, 1:54 pm
Smith v. [read post]
19 Mar 2022, 2:09 pm
Risk assessments would seemingly be about assessing risks, but they are not. [read post]
6 Feb 2022, 1:30 pm
The defendants are a married couple who resided in a home owned by Joan Frank at 3 Cooper Lane in Westport. [read post]
24 Jan 2022, 1:43 pm
Jared Poe Morgan Stanley Smith Barney Morgan Stanley & Co Incorporated Yousuf Salijooki Wordon Capital Management LLC Salomon Whitney Financial Dudley Stephens Coastal Equities, Inc. [read post]
20 Jan 2022, 2:01 pm
Commissioner of Internal Revenue, 21-379, which has been rescheduled twice. [read post]
10 Dec 2021, 3:00 am
California – Former Head of DWP Agrees to Plead Guilty to Bribery Charge MSN – Dakota Smith (Los Angeles Times) | Published: 12/6/2021 The former top executive of the Los Angeles Department of Water and Power (DWP) agreed to plead guilty to a bribery charge in a widening corruption case involving the utility. [read post]
3 Dec 2021, 1:29 pm
In an email, Wells notified FINRA that he would not be cooperating with the investigation. [read post]
8 Oct 2020, 1:09 pm
A similar method is used by the National Security Agency (NSA), which works cooperatively with the National Institutes of Standards and Technology (NIST) to develop “protection profiles” for certain types of mobile phones and other communication tools. [read post]
22 Feb 2020, 6:11 am
” HDC, LLC v. [read post]
30 Oct 2019, 5:22 pm
The orders acknowledged that the entities’ cooperation led to an early resolution of the applicable matters and correspondingly reduced penalties. [read post]
