Search for: "Standard & Poors Financial Services" Results 61 - 80 of 1,332
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24 Sep 2007, 12:35 am
On September 5, before the House Financial Services Committee, SEC Market Regulation Director Erik R. [read post]
8 Oct 2008, 8:56 am
There has been a marked increase in the number of PPI complaints received by authorised firms and by the Financial Ombudsman Service (FOS). [read post]
8 Sep 2008, 12:19 pm
The LSS said that what could be sought was either a Financial Guardian, Welfare Guardian or both. [read post]
2 Apr 2009, 9:56 am
Standard & Poor's Rating Services has announced it will no longer rate J.G. [read post]
It is also proposed that a new financial service will be created of ‘providing a superannuation trustee service’ as well as requiring all APRA-regulated trustees to hold an AFSL to operate a superannuation fund (by removing exemptions for non-public offer trustees). [read post]
29 Dec 2010, 2:00 am by Hull and Hull LLP
 Now there is a service that fills the gap by helping people in need of legal expertise whose income is too high to access legal aid and too low to afford standard legal fees. [read post]
3 Feb 2015, 1:16 pm by Allison Tussey
Standard & Poor’s Financial Services LLC (S&P) and its parent company, McGraw-Hill Financial Inc., entered into a $210 million settlement to resolve federal and state civil claims related to S&P’s conduct in inflating ratings of residential mortgage-backed securities and structured investment vehicle notes. [read post]
28 Feb 2008, 3:07 am
As you may know, many of the major bond insurance firms in the municipal bond market have either seen their ratings down-graded or placed on negative credit watch or outlook by the leading municipal credit rating services (Moody’s Investors Service, Inc., Standard & Poor’s and Fitch Ratings). [read post]
8 Aug 2011, 10:00 pm by Stu Ellis
” The Farm Credit Administration has not issued a public response to the Standard & Poor’s action. [read post]
27 Jan 2011, 3:14 pm by Steve Bainbridge
Second, there is some evidence that corporate governance standards widely regarded as best practice were actually associated with poorer performance during the crisis. [read post]
17 Feb 2010, 7:13 pm
The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000 for failing to put in place the proper system to supervise its reverse convertible notes (RCN) sales to retail clients. [read post]
3 Apr 2017, 6:39 am by Lucy Dicks-Mireaux
Another major achievement of the Act is the regulation of credit rating agencies like Moody´s and Standard and Poor’s by creating an Office of Credit Ratings at the SEC. [read post]
26 Mar 2016, 9:05 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
27 Apr 2014, 3:12 pm by Nicholas Wooldridge
You have to meet conditions especially when it comes to financial aspects or if the solicitor believes that you are capable of meeting their standards of giving them the “benefits” in order to continue with the case. [read post]
Last Monday, October 24, Consumer Financial Protection Bureau (CFPB) Director Richard Cordray spoke on the Bureau’s approach to FinTech at Money 20/20, a conference focused on payments and financial service innovation. [read post]
6 Jul 2020, 3:00 am by Joshua Holt
As is often the case when an organization doesn’t have to vie for your business, customer service is poor and management is haphazard. [read post]
19 May 2013, 8:17 pm by James Hamilton
In light of the financial crisis and changes to international auditing and accounting standards, the UK Financial Reporting Council proposed revisions to its guidance for outside auditors of company financial statements on financial instruments. [read post]