Search for: "Standard & Poors Financial Services LLC"
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8 Jul 2015, 2:29 pm
The indictment alleges that Graves defrauded six clients of his firm, Warren Financial Services LLC, through the sale of $420,720 in investment contracts. [read post]
3 Apr 2015, 3:52 pm
District Court for the Northern District of Illinois granted Standard & Poor’s Financial Services, LLC’s and Moody’s Investors Service, Inc. [read post]
3 Feb 2015, 5:17 pm
News release: “Attorney General Eric Holder announced today that the Department of Justice and 19 states and the District of Columbia have entered into a $1.375 billion settlement agreement with the rating agency Standard & Poor’s Financial Services LLC, along with its parent corporation McGraw Hill Financial Inc., to resolve allegations that S&P had engaged in a scheme to defraud investors in structured financial… [read post]
3 Feb 2015, 1:16 pm
Standard & Poor’s Financial Services LLC (S&P) and its parent company, McGraw-Hill Financial Inc., entered into a $210 million settlement to resolve federal and state civil claims related to S&P’s conduct in inflating ratings of residential mortgage-backed securities and structured investment vehicle notes. [read post]
28 Jan 2015, 5:04 am
On February 3, 2015, the Department of Justice ("DOJ") and 19 states plus the District of Columbia announced a $1.375 billion settlement agreement with Standard & Poor’s Financial Services LLC, ("S&P") and its parent corporation McGraw Hill Financial Inc.. [read post]
19 Jan 2015, 12:22 pm
None of the lagoons had a synthetic liner, and it couldn’t be established that the storage lagoons satisfied Natural Resource Conservation Service standards. [read post]
1 Oct 2014, 8:44 pm
As noted, the employer may contract with a registered claims service or third party administrator, to provide these services. [read post]
15 Sep 2014, 6:05 pm
Reversing the decision below, the court granted the petitioners’ request for the purpose of investigating claims that Standard & Poor's Financial Services LLC (S&P), a McGraw-Hill subsidiary, issued inflated credit ratings on the securities in order to garner business from the issuers (Retirement Plan for Gen. [read post]
23 Jun 2014, 2:38 pm
According to Bloomberg, “Puerto Rico obligations lost 20.5% last year, the steepest drop since at least 1999, Standard & Poor’s data show. [read post]
30 May 2014, 9:20 am
The U.S. citizens (plaintiffs below, but the respondents here) filed a lawsuit in which they allege that the bank supported terrorist organizations by providing them with financial services, and they seek bank records to support their case. [read post]
24 Feb 2014, 6:56 am
FreeScore, LLC, No. 10-56887 (9th Cir. [read post]
6 Dec 2013, 12:42 pm
Other CMAs, but contrast, are much harder to deal with, and are often not even legible because the font of the fine print is too small, and the quality of the reproduction poor. [read post]
10 Jul 2013, 1:32 pm
512(a) safe harbor: This safe harbor is available to service providers who act as “conduits”. [read post]
10 Jun 2013, 9:49 am
On June 6, the United States Judicial Panel on Multidistrict Litigation issued a transfer order consolidating consumer fraud and securities actions brought by the attorneys general of fifteen states against Standard & Poor’s Financial Services LLC (S&P) and two related declaratory judgment actions brought by S&P. [read post]
5 Feb 2013, 8:13 am
McGraw Hill Companies, Inc. and Standard & Poor's Financial Services, LLC (C.D. [read post]
7 Sep 2012, 11:01 am
During the same period, the Standard & Poor’s 500 Index rose threefold. [read post]
12 Dec 2011, 3:34 pm
Specifically, the Commission said that the fund manager told investors that all funds in the portfolio would be selected using a rigorous due diligence process, including having reputable service providers, but instead selected several funds that failed to meet this standard. [read post]
11 Oct 2011, 2:07 pm
Factual Background Revis is an extremely bright, competent, dynamic and energetic individual who had spent much of his career in the financial services industry. [read post]
11 Oct 2011, 5:00 am
Standard & Poor’s Ratings Services The SEC did not determine that any finding discussed in this Report constitutes a “material regulatory deficiency”. [read post]
5 Aug 2011, 8:16 am
Also in July 2011 Standard & Poor’s Financial Services LLC (S&P) placed its sovereign credit ratings of the U.S. government on CreditWatch with negative implications. [read post]
