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11 Apr 2023, 11:44 am
In a precedential decision, the Trademark Trial and Appeal Board (the “Board”) reversed six refusals to register The New York Times Company’s (the “Times”) names of its newspaper columns, THE NEW OLD AGE, A GOOD APPETITE, HUNGRY CITY, WORK FRIEND, OFF THE SHELF, and LIKE A BOSS (the “Marks”). [read post]
12 Apr 2019, 8:28 am
The post FINRA Suspends Registered Individuals in February 2019 for Violations of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
28 Feb 2014, 12:10 pm
In appropriate circumstances, the SSO should consider whether to register its activity under the National Cooperative Research and Production Act, 15 U.S.C. 4301 et seq., which bestows on registered entities certain advantages in the event of a subsequent antitrust challenge to its activities (e.g., application of the “rule of reason” standard, rather than the “per se” standard, in evaluating the SSO’s activities; allowing an SSO to… [read post]
10 Aug 2014, 11:10 pm
[Refusal to register the marks GOLD CRUST BAKING COMPANY in standard character [BAKING COMPANY disclaimed] and design form (shown below left) [BAKING COMPANY, INC. disclaimed], for "bakery goods, namely, bread and buns," in view of the registered mark shown below right (CARIBBEAN BAKERY & GRILL disclaimed] for "restaurant services featuring Caribbean style foods"].Read comments and post your comment here.TTABlog… [read post]
10 Dec 2013, 8:27 am
Stamer and her experience, review some of her other training, speaking, publications and other resources, and register to receive future updates about developments on these and other concerns from Ms. [read post]
23 May 2019, 7:36 am
The post FINRA Bars Registered Individuals in May 2019 for Violations of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
18 Mar 2013, 5:18 am
Falsely branding someone a registered sex offender is libelous on its face, so Councilor Todd is rightly upset, but as far as wrongly labeling someone a taxi company owner, "TUOL" says live and let livery. [read post]
25 May 2011, 9:16 am
Register now to reserve your place for our June 9 Webinar, "Winning Legal Business from Mid-Cap Companies," presented by Apollo Web Seminars for Lawyers. [read post]
22 May 2014, 3:48 am
This amount is provided in the Articles of Association of the company and is also noted on the company register. [read post]
8 Apr 2007, 4:40 am
" A covered security is a security listed on one of the national securities exchanges or issued by investment companies registered by the SEC. [read post]
13 Jul 2012, 7:59 am
Compliance with the listing standards would be required to maintain an exchange listing.Rule 10C-1 exempts smaller reporting companies (as defined in Exchange Act Rule 12b-2) as well as limited partnerships, firms in bankruptcy proceedings, registered open-end management investment companies, and foreign private issuers that disclose the reasons for lacking an independent compensation committee in their annual reports. [read post]
6 Jul 2021, 11:24 am
There are so many buckets for classifying clients and investors under the SEC regulatory standards. [read post]
5 Oct 2022, 3:30 am
All you have to do is click here and register. [read post]
7 Jul 2020, 8:21 pm
That's because trademark disputes are resolved using a likelihood of confusion standard. [read post]
21 Jun 2012, 4:27 am
The stock exchanges have 90 days from when the SEC's rules are published in the Federal Register to propose listing standards (and they have one year to finalize them). [read post]
16 Jan 2018, 9:33 pm
Non-Registered Company Director (Executive Director/Senior Managerial Worker) in Korea deemed Employee under Korean Labor & Employment Law The post Part-time Worker Annual Paid Leave Obligations under the Korean Labor Standards Act appeared first on The Korean Law Blog by IPG Legal. [read post]
27 Feb 2013, 6:42 am
This month the SEC released a handbook for foreign companies interested in registering and issuing securities on U.S. exchanges. [read post]
12 Jul 2016, 3:45 am
Uinta Brewing Company (Applicant) filed an application before the United States Patent and Trademark Office (USPTO) to register on the Principal Register the mark DUO in standard characters for beer. [read post]
27 Jun 2015, 6:00 am
Amendments to Regulation S-X, which would require standardized, enhanced disclosure about derivatives in investment company financial statements consistent with Form N-PORT. [read post]
19 Oct 2020, 11:15 am
Frank Venturelli was a financial advisor and registered representative at the following firms: Arive Capital Markets, Bay Ridge, NY (September 2019 to December 2019); and First Standard Financial Company LLC, Red Bank, NJ (November 2014 to September 2019). [read post]
