Search for: "Stanley A. James"
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22 Apr 2024, 12:35 pm
Raymond James & Associates, Inc. [read post]
22 Apr 2024, 6:00 am
James Salzman: While it could be seen as a negative, I think the recent criticisms of carbon offsets will be good in the long run as they force greater credibility and rigor for the offsets going forward. [read post]
6 Feb 2024, 8:00 am
Thomas & James H. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
29 Jan 2024, 12:00 pm
The White Law Group reviews the regulatory history of Morgan Stanley. [read post]
12 Jan 2024, 8:56 am
This pre-positioning reduced Morgan Stanley’s risk in purchasing block trades. [read post]
6 Jan 2024, 6:00 am
Jackson Distinguished University Professor, University of Rochester), Brendan Nyhan (James O. [read post]
22 Nov 2023, 12:46 pm
Since he filed the initial complaint, Shafer has been joined in amended versions by other ex-Morgan Stanley brokers who moved to Raymond James as well as Ameriprise Financial and Stifel, Nicolaus & Co. [read post]
8 Nov 2023, 1:02 pm
The following HSLF endorsed candidates claimed victory in the New Jersey elections: State Senate: 4th District: Paul Moriarty (D) 5th District: Nilsa Cruz-Perez (D) 6th District: James Beach (D) 7th District: Troy Singleton (D) 10th District: Jim Holzapfel (R) 11th District: Vin Gopal (D) 13th District: Declan O’Scanlon, Jr. [read post]
26 Oct 2023, 7:49 am
Morgan Stanley Timothy Claypool Northwestern Mutual Investment Services, LLC Farmers Financial Solutions, LLC Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, LLC Rashawn Russell Deutsche Bank Securities Inc. [read post]
25 Oct 2023, 12:49 pm
Ramon Perez Morgan Stanley UBS Financial Services Inc. [read post]
25 Oct 2023, 8:05 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Davd Burch Raymond James & Associates, Inc. [read post]
20 Oct 2023, 4:00 am
Bob Menendez Charged with Conspiring to Act as Foreign Agent MSN – Shayna Jacobs and Isaac Stanley-Becker (Washington Post) | Published: 10/12/2023 Sen. [read post]
9 Oct 2023, 3:31 pm
HSLF reviews and endorses candidates on a rolling basis, but has released its current list of New Jersey endorsements: State Senate: 4th District: Paul Moriarty (D) 5th District: Nilsa Cruz-Perez (D) 6th District: James Beach (D) 7th District: Troy Singleton (D) 9th District: Gabriel Franco (D) 10th District: Jim Holzapfel (R) 11th District: Vin Gopal (D) 12th District: Brandon Rose (D) 13th District: Declan O’Scanlon, Jr. [read post]
3 Oct 2023, 1:56 pm
[Why Article I's residence requirement applies to appointees.] [read post]
29 Sep 2023, 4:00 am
Cash, Gold Bars, Arms Sales: How Bob Menendez met legal peril, again MSN – Isaac Stanley-Becker (Washington Post) | Published: 9/23/2023 U.S. [read post]
9 Aug 2023, 4:18 am
Others, like Wiley Rutledge and James Byrnes, much less so. [read post]
13 Jul 2023, 6:19 pm
District Judge Stanley J. [read post]
7 Jul 2023, 1:03 pm
Davis (Assistant Professor, The University of Alabama), Brendan Nyhan (James O. [read post]
6 Jul 2023, 5:49 am
" One woman cannot remember "her Guerrilla Girl pseudonym" so she has adopted the name "Chansonetta Stanley Emmons" for this litigation. [read post]
