Search for: "Stanley Access Technologies LLC"
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13 Jan 2017, 9:24 am
From the Desk of Jim Eccleston at Eccleston Law LLC:FINRA has censured Morgan Stanley and fined it $1.5 million for allegedly failing to provide millions of customers access to online information on purchases of mutual funds and other products. [read post]
14 Jun 2016, 1:00 pm
Morgan Stanley also had technology controls that restricted employees from copying data onto removable storage devices and accessing certain categories of websites. [read post]
16 Jun 2016, 2:48 pm
Morgan Stanley also did not audit or test the relevant authorization modules, nor did it monitor or analyze employees’ access to and use of the portals. [read post]
25 Mar 2019, 2:23 pm
In PDR Network, LLC v. [read post]
11 Jan 2007, 3:25 pm
Shah, a Managing Director at Greenhill focused on the technology industry, was formerly head of Morgan Stanley's global technology banking group. [read post]
6 Dec 2006, 8:21 am
To help companies address these new provisions, Xiotech(R) is providing a new Accessibility Readiness assessment service. [read post]
18 May 2018, 12:50 pm
According to the SEC, Constellation Healthcare Technologies Inc. [read post]
26 Dec 2009, 11:44 am
Morgan Stanley & Co. [read post]
15 May 2009, 1:03 am
A subscription to LAW.COM is needed for online access to this service. [read post]
16 Mar 2010, 1:14 am
A subscription to LAW.COM is needed for online access to this service. [read post]
8 Jun 2018, 6:00 am
The court, in HVLPO2, LLC v. [read post]
6 Feb 2018, 9:54 am
Companies that have challenges accessing fundraising via traditional methods are turning to cryptocurrencies to raise funds. [read post]
16 May 2022, 3:18 am
Background In 1999, plaintiff Stuart Feldman acquired a minority stock interest in nominal defendant Flashpoint Technology, Inc. through his wholly-owned company, Chelsey Capital, LLC. [read post]
26 Jul 2010, 1:39 am
The Justice Department’s Civil Rights Division filed a lawsuit against Wales West LLC, alleging that it violated Title III of the ADA when it unlawfully denied full and equal services. [read post]
25 Feb 2011, 7:29 am
Morgan Stanley, et al. [read post]
25 Feb 2011, 7:29 am
Morgan Stanley, et al. [read post]
22 Jul 2016, 11:01 am
Failing to comply with cybersecurity laws didn’t just lead to a former Morgan Stanley employee accessing and transferring approximately 730,000 unique client accounts data to his personal server, which was ultimately hacked by third parties, but also led to Morgan Stanley having to pay a $1 million penalty to settle the SEC charges. [read post]
15 Sep 2010, 7:52 am
Canadian Forum on Court Technology September 22-23, 2010 Ottawa, Canada Click here for more information. [read post]
20 Dec 2008, 3:00 am
(Spicy IP) L’Oreal files suit against MyDollarStore alleging infringement of IP rights and illegal importation of goods (Spicy IP) Taj Mahal copyright – a non-issue: life size copy of Taj Mahal to be built in Bangladesh (Spicy IP) (Techdirt) Q Corner: Minimum period for patent grant (Patent Circle) Iran Iranian artists call for tougher copyright protection (The IP Factor) Israel New Israel trade mark portal to be launched on 29 December 2008 (The IP Factor)… [read post]
29 Jan 2018, 11:28 pm
Judge Sporkin’s decree: Rather than merely going after every bad actor, ensure good behavior by pursuing those who control “access” to our capital markets, which will accomplish far more in the long run. [read post]
