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Morgan Stanley Overview
29 Jan 2024, 12:00 pm by The White Law Group
  Morgan Stanley operates under the following names: CITIGROUP INSTITUTIONAL CONSULTING, SMITH BARNEY, PRIVATE PORTFOLIO GROUP, MORGAN STANLEY WEALTH MANAGEMENT, MORGAN STANLEY SMITH BARNEY LLC,  GRAYSTONE CONSULTING, CONSULTING GROUP, among others according to its CRD. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Applying Stanley Bros., TTAB Affirms Illegality Refusal of CBD2GO for Dietary Supplements Containing CBD
2 Mar 2021, 4:38 am
" In re Stanley Bros. [read post]
The TTABlog - http://thettablog.blogspot.com/
American Agricultural Law Association Conference in Nashville
28 Oct 2012, 4:19 pm by Susan Schneider
 He thanked David for his wise counsel, his dedicated service to the USDA, and his extensive knowledge of farm policy. [read post]
The LL.M. Program in Agricultural & Food Law - http://aglawllm.blogspot.com/
FINRA Names Individuals Barred in February 2018 for Violations of FINRA Rules
6 Mar 2018, 8:13 am by Silver Law Group
Morgan Securities LLC   Benjamin Phillip Brown   State Farm VP Management Corp. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Registered Individuals in September 2018 for Violations of FINRA Rules
2 Oct 2018, 5:48 am by Silver Law Group
  Alan Garett   Fidelity Brokerage Services LLC   Ramon Herrera   Wells Fargo Clearing Services, LLC   Mandee Khu   JP Morgan Securities LLC   Chase Investment Services Corp   John Maccoll   UBS Financial Services Inc   Morgan Stanley DW Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Precedential No.24: Finding a Per Se Violation of the FDCA, TTAB Affirms Unlawful Use Refusal of "CW" for Hemp Oil Extracts
21 Jun 2020, 4:06 am
In re Stanley Brothers Social Enterprises, LLC, 2020 U.S.P.Q.2d 10658 (T.T.A.B.2020) [precedential] (Opinion by Judge Frances Wolfson).The Board has consistently held that "to qualify for a federal … registration, the use of a mark in commerce must be ‘lawful. [read post]
The TTABlog - http://thettablog.blogspot.com/
Overruling prior COAKY authority, SCOKY holds appellate substantial-compliance rule applies to post-judgment motions
25 Jun 2015, 7:05 am by dbladmin
Farm Bureau Ins. [read post]
DBL Law Blog - http://www.dbllaw.com/blog/
In January 2019 FINRA Suspends Registered Individuals for Violations of FINRA Rules
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin,… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
In December 2018, FINRA Suspends Registered Individuals for Violations of FINRA Rules
3 Jan 2019, 5:57 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrick, Tabor   FBL Marketing Services, LLC   Allstate Financial Services, LLC   Conklin, Jeffrey   The Huntington Investment Company  … [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Registered Individuals in March 2018 for Violations of FINRA Rules
4 Apr 2018, 7:33 am by Silver Law Group
  Benjamin Asa Duty   State Farm VP Management Corp   Colleen Elizabeth Flanagan   Fidelity Brokerage Services LLC   Marques Alexander Green   NY Life Securities LLC   MetLife Securities Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information September 2021
22 Sep 2021, 12:53 pm by Silver Law Group
  Morgan Stanley    Jonathan Ward   State Farm VP Management Corp. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
October argument sitting
7 Oct 2019, 7:30 am by Don Cruse
Stanley D. [read post]
The Supreme Court of Texas blog - http://www.scotxblog.com
FINRA Suspends Registered Individuals in June 2018 for Violations of FINRA Rules
9 Jul 2018, 12:46 pm by Silver Law Group
  Morgan Stanley DW Inc   Cynthia Mae Moore   The Huntington Investment Company   Felipe De Jesus U Munive   Allstate Financial Services, LLC   Gordon Beecher Nitka   MML Investors Services, LLC   MassMutual Life Insurance Company   Daniel Ochoa   Farmers Financial Solutions, LLC   Joshua Alexander Stephens-Anselm   JP Morgan Securities LLC   Capital One Bank NA   John Bradford Stoddard… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
In February 2019, FINRA Bars Registered Individuals Due to Violations of FINRA Rules
12 Apr 2019, 8:25 am by Silver Law Group
Insurance Agency   Peter Gomez   NYLife Securities LLC   New York Life Insurance Co   Harris, Dionna   Vanguard Marketing Corporation   Henry, Omar   Cetera Advisors LLC   JP Morgan Securities LLC   King, Erin   Wells Fargo Clearing Services, LLC   Wells Fargo Bank   Lin, Linda   Lossing, Christopher   LPL Financial LLC   Edward Jones   McNeill, Randolph   Buckman,… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals in June 2019 for Violations of FINRA Rules
1 Jul 2019, 12:46 pm by Silver Law Group
  Merrill Lynch, Pierce, Fenner & Smith Inc   Heilman, Peter   Edward Jones   High, Robert   First Financial Equity Corp   Chase Investment Services Corp   Irizarry, Melissa   LPL Financial LLC   Invest Financial Corp   LaBare, Richard   Union Capital Company   Morgan Stanley & Co Inc   Mariampolski, Arnold   AXA Advisors   Ohel, Ziv   CFD Investments, Inc   Ameriprise Financial Services,… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
TTAB Affirms "Unlawful Use" Refusal of HARBOR HEMP COMPANY for Supplements "Containing Legally Produced Industrial Hemp Extract"
31 Jan 2022, 4:02 am
See JJ206, 120 USPQ2d at 1569; In re Stanley Bros. [read post]
The TTABlog - http://thettablog.blogspot.com/
Constitutional law, habeas corpus, insurance coverage, health care reform, and fresh summer squash sauteed in rosemary-sage butter
6 Jun 2012, 11:47 am by Law Lady
., AND STANLEY C. [read post]
The Appellate Gourmet (c) - http://appellategourmetappealsinflorida.blogspot.com/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information October 2021
8 Nov 2021, 1:27 pm by Silver Law Group
  James Clements   Allstate Financial Services, LLC   State Farm VP Management Corp. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules July 2021
22 Sep 2021, 7:58 am by Silver Law Group
  Morgan Stanley   Jonathan Ward   State Farm VP Management Corp. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules October 2022
11 Nov 2022, 9:07 am by Silver Law Group
Morgan Securities LLC   Chase Investment Services Corp   Roger Hickman   State Farm VP Management Corp. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/