Search for: "Stanley Works, Inc., The" Results 61 - 80 of 516
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21 Apr 2009, 3:05 pm
Supp 2d 1022 (2004); Heller Financial, Inc. v. [read post]
1 May 2014, 6:40 am by D. Daxton White
  As such, Respondent is liable for and shall pay to Claimant the amount of $237,326.00 minus $40,000.00 awarded to Respondent, for a net amount due to Claimant of $197,326.00. 11-03662 Morgan Stanley Smith Barney LLC; Morgan Stanley Smith Barney FA Notes Holdings LLC, Morgan Stanley & Co., LLC John Darold Simmons Respondent to pay $546,336.00 in compensatory damages, which amount includes pre-judgment interest. [read post]
18 Dec 2018, 11:03 am by Silver Law Group
  Primerica Financial Services   Rick Walker   Morgan Stanley   Citigoup Global Markets Inc   James Walters II   Edward Jones   Mohamed Yassin   National Securities Corporation   Morgan Stanley Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
1 Dec 2022, 7:23 am by Silver Law Group
Morgan Securities LLC   Morgan Stanley   Bruce Smith   The Sports Advisory Group, LLC   UBS Financial Services Inc. [read post]
19 Jun 2023, 2:05 pm by Silver Law Group
  Morgan Stanley   Bridget Fernandez   Ultimate Financial Investments, LLC   UBS Financial Services Inc. [read post]
29 Apr 2019, 8:28 am by Steven Cohen
Discussion:  The plaintiff argues that Stanley is not qualified to render an opinion in this case because he has never worked as a vocational expert or a vocational rehabilitation advisor or expert. [read post]
2 Dec 2009, 7:49 am by Page Perry LLC
Large brokerage firms like Merrill Lynch and Morgan Stanley Smith Barney are offering some of the highest recruitment bonuses ever offered – up to 330% of their previous year's fees and commissions – to entice reps who rank among the top fifth of their firms' producers to come to work for them, reported Bruce Kelly in his November 15 InvestmentNews article, “Warring wirehouses add fuel to hiring fire. [read post]
27 Nov 2008, 8:00 am
Inc. (3rd Dept., decided 3/14/1957) It's not easy finding a case that has something to do with both insurance coverage and Thanksgiving. 55-year old Stanley Kostanek was a chef at the Hotel Piccadilly in Times Square, where the Marriott Marquis reportedly now stands. [read post]
28 May 2021, 8:02 am by Silver Law Group
According to FINRA Disciplinary actions for March 2021, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Christian Evans   Morgan Stanley   Highland Capital Funds Distributor, Inc. [read post]
22 Jul 2016, 9:48 am by Malecki Law Team
Abrams is currently employed and registered with Ameriprise Financial Services, Inc., and works at the broker-dealer’s Marlton, New Jersey office, according to his publicly available BrokerCheck records maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
21 Apr 2022, 3:57 pm by Eugene Volokh
From Eleventh Circuit Judge Stanley Marcus's concurrence in Speech First, Inc. v. [read post]
27 Oct 2019, 9:14 am
SFO Transporter, Inc. d/b/a Compass TransportationThe Teamsters Union is seeking to set aside an award of Arbitrator David B. [read post]
24 Jan 2022, 1:43 pm by Silver Law Group
  Jared Poe   Morgan Stanley Smith Barney   Morgan Stanley & Co Incorporated   Yousuf Salijooki   Wordon Capital Management LLC   Salomon Whitney Financial   Dudley Stephens   Coastal Equities, Inc. [read post]
16 Feb 2011, 3:00 pm by Lucas A. Ferrara, Esq.
Polak, Managing Director, Citigroup, Inc. and General Counsel, Morgan Stanley Smith Barney relationshipStacey J. [read post]
30 Nov 2021, 8:38 am by Silver Law Group
(CRD#:6363) of Fort Meyers, FL, and Morgan Stanley (CRD#:149777) of Tampa, FL. [read post]