Search for: "State Street Bank & Trust Company"
Results 1 - 20
of 699
Sorted by Relevance
|
Sort by Date
5 Feb 2010, 1:19 pm
On February 4, 2010, State Street Bank and Trust Company entered into a settlement with the Securities and Exchange Commission without admitting or denying the findings of the SEC in the settlement Order. [read post]
4 Feb 2010, 11:50 am
The SEC and Boston-based State Street Bank and Trust Company settled charges that State Street misled its investors about their exposure to subprime investments while selectively disclosing more complete information to specific investors. [read post]
14 Dec 2016, 4:42 am
The Commission ordered State Street to pay $75 million in disgorgement, plus $17.4 million in interest, as well as a $75 million civil penalty (In the Matter of State Street Bank and Trust Company, Release No. [read post]
30 Sep 2010, 12:54 pm
The SEC today charged a pair of former employees at Boston-based State Street Bank and Trust Company with misleading investors about their exposure to subprime investments. [read post]
26 Jan 2016, 9:10 am
The first was with State Street Bank and Trust Company (“State Street” or “the Bank”) – a custodian bank that provides asset servicing to institutional clients, and the second with Vincent DeBaggis, a former State Street executive. [read post]
14 Nov 2017, 12:08 pm
This morning, The Wall Street Journal published an article spotlighting banks that have recently dispensed with their bank holding company in an effort to reduce their regulatory burden. [read post]
27 Jun 2019, 9:20 am
The Securities and Exchange Commission today announced that State Street Bank and Trust Company has agreed to pay over $88 million to settle charges for overcharging mutual funds and other registered investment company clients for expenses related to the firm's custody of client assets. [read post]
7 Sep 2017, 8:18 am
State Street Bank and Trust Company agreed to pay a $3 million penalty without admitting or denying the findings that its GovEx-related disclosure failures violated Section 17(a)(2) of the Securities Act of 1933. [read post]
23 Jan 2019, 9:31 am
You Don’t Need to Have a Delaware Bank Account for a Delaware Company You can open a bank account in any state when you are incorporated in Delaware. [read post]
26 Jul 2016, 3:15 pm
The Securities and Exchange Commission today announced that State Street Bank and Trust Company has agreed to pay $382.4 million in a global settlement for misleading mutual funds and other custody clients by applying hidden markups to foreign currency exchange trades. [read post]
20 Aug 2008, 10:53 pm
Webb Company is suing State Street Bank and Trust Company, State Street Global Advisors (SSgA), and CitiStreet. [read post]
29 Aug 2016, 12:26 pm
The post How Do I Open a Bank Account for a Delaware Company? [read post]
26 Apr 2021, 10:02 am
You Don’t Need to Have a Delaware Bank Account for a Delaware Company You can open a bank account in any state when you incorporate in Delaware. [read post]
14 Jan 2016, 10:18 am
The Securities and Exchange Commission today announced that State Street Bank and Trust Company agreed to pay $12 million to settle charges that it conducted a pay-to-play scheme through its then-senior vice president and a hired lobbyist to win contracts to service Ohio pension funds.An SEC investigation found that Vincent DeBaggis, who headed State Street’s public funds group responsible for serving as custodians or… [read post]
19 May 2008, 10:14 am
Last week nine ANB branches reopened as branches of Pulaski Bank & Trust Company. [read post]
26 Nov 2007, 5:15 am
The street name shares are owned by the broker or bank. [read post]
13 Oct 2005, 5:22 am
[JURIST] A federal judge has ruled that State Street Bank and Trust Company [bank website] will not be held responsible for major losses in a United Airlines (UAL) [corporate website] employee stock-ownership plan. [read post]
23 Aug 2011, 8:55 am
The bank stated that it acts as market maker and as principal in transactions with third parties, investment managers of clients, and with some clients directly. [read post]
24 Apr 2009, 2:54 pm
From Micheline Maynard, a DealBook colleague: State Street Bank and Trust has sold the General Motors stock that it held in the automaker's employee stock purchase plans because of concerns about the company's financial outlook, G.M. disclosed in a regulatory filing late Friday afternoon. [read post]
15 Jun 2011, 10:53 am
The Wall Street Journal reports that homeowners have had some recent successes stopping banks trying to foreclose on their properties. [read post]
