Search for: "Stephen Dodd" Results 241 - 260 of 479
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29 Feb 2012, 6:17 am by Walter Olson
Jackpot justice and New Jersey pharmacies (with both a Whitney Houston and a Ted Frank angle) [Fox, PoL, our Jan. 3 post] New Mexico: “Trial lawyers object to spaceport limits” [Las Cruces Bulletin] Dodd-Frank: too big not to fail [The Economist] Robert Teitelman (The Deal) on new Stephen Bainbridge book Corporate Governance After the Financial Crisis [HuffPo] Securities suits: “trial lawyers probably won’t be able to defend a defective system… [read post]
20 Jun 2008, 10:57 pm
The Times has continued its excellent series with a whole bunch of new cases: Read more… or Read more right here… » Gorris v Smith April 23, 1874 Dickinson v Dodds April 3, 1876 Seaman v Netherclift December 16, 1876 Cundy v Lindsay March 4, 1878 Sturges v Bridgman July 2, 1879 Munster v Lamb May 9, 1883 R. v Dudley and Stephens November 7, 1884; December 10; 1884 Robinson v Kilvert March 16, 1889 R v Tolson May… [read post]
26 Feb 2021, 6:00 am
Lumsdaine, Center for Financial Stability, on Tuesday, February 23, 2021 Tags: Broker-dealers, GameStop, Hedge funds, Institutional Investors, Investor protection, Retail investors, Robinhood, Securities regulation, Short sales Board Effectiveness: A Survey of the C-Suite Posted by Maria Castañón Moats and Paul DeNicola, PricewaterhouseCoopers LLP, on Tuesday, February 23, 2021 Tags: Board composition, Board… [read post]
9 Mar 2012, 9:17 am by Steve Bainbridge
Indeed, the Journal reports that: The authors quote Stephen Bainbridge, a UCLA law professor, who writes [in Corporate Governance after the Financial Crisis]: "Are Dodd-Frank's governance provisions quackery, as were Sarbanes-Oxley's? [read post]
2 Nov 2020, 9:24 am by Geoff Schweller
” The CFTC Whistleblower Program was established in 2010 with the passage of the Dodd-Frank Act. [read post]
7 May 2020, 9:20 am by Laura Peterson
  “The Dodd-Frank Act’s qui tam whistleblower provisions created a revolution in the detection and successful prosecution of securities frauds,” says whistleblower attorney Stephen M. [read post]
7 Mar 2024, 3:20 pm by Geoff Schweller
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC),” said Stephen M. [read post]
20 Jan 2021, 9:50 am by Geoff Schweller
District Court, and it failed to include effective protections for national security/intelligence whistleblowers,” according to attorney Stephen M. [read post]
12 Jul 2019, 6:17 am
Posted by , on Friday, July 12, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 5–11. 2019 Midyear M&A Trends Posted by Stephen F. [read post]
23 Dec 2022, 6:30 am
Kushner, FTI Consulting, on Tuesday, December 20, 2022 Tags: Activism, M&A, Real Estate, SEC, stock market, Vulnerability Score Audit committee effectiveness: practical tips for the chair Posted by Maria Castañón Moats, Stephen G. [read post]
23 Dec 2022, 6:30 am
Kushner, FTI Consulting, on Tuesday, December 20, 2022 Tags: Activism, M&A, Real Estate, SEC, stock market, Vulnerability Score Audit committee effectiveness: practical tips for the chair Posted by Maria Castañón Moats, Stephen G. [read post]
20 May 2008, 10:27 am
Dodds appeal the judgment entered in favor of appellees-defendants Stephen M. [read post]
23 Sep 2022, 6:30 am
Beasley School of Law), on Tuesday, September 20, 2022 Tags: Corporate governance, Delaware cases, Delaware law, Fiduciary duties, LLCs, Mergers & acquisitions Safeguarding Trust: The Board’s Role in Integrating ESG and ERM Posted by Maria Castañón Moats and Jamie Gamble, PricewaterhouseCoopers LLP, on Tuesday, September 20, 2022 Tags: Boards of Directors, ESG, Management, Risk management, Stakeholders What’s Next for US M&A Posted by Gregory Pryor and… [read post]
24 Apr 2020, 9:22 am by Ben Kostyack
  The Dodd-Frank Act’s whistleblower provisions enable the SEC to obtain insider information essential to holding people who engage in securities frauds accountable,”  said Stephen M. [read post]