Search for: "Stephen Dodd"
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5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: CFTC, Dodd-Frank Act, Financial institutions, Form PF, Monetary policy, SEC enforcement [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: CFTC, Dodd-Frank Act, Financial institutions, Form PF, Monetary policy, SEC enforcement [read post]
29 Mar 2023, 1:00 pm
Stephen M. [read post]
16 Mar 2023, 1:36 pm
“This is an important bill that needs to be quickly passed,” said leading whistleblower attorney Stephen M. [read post]
8 Mar 2023, 12:31 pm
Our entire team at Kohn, Kohn and Colapinto is honored to have the opportunity to work with and learn from her,” said Stephen M. [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
13 Jan 2023, 7:45 am
Leading whistleblower attorney and NWC’s Chairman of the Board Stephen M. [read post]
30 Dec 2022, 9:11 am
The reforms are modeled off provisions of the Dodd-Frank Act, which established the highly successful SEC and CFTC whistleblower programs. [read post]
23 Dec 2022, 11:12 am
This law creates the first effective mechanism to incentivize AML whistleblowers,” said leading whistleblower attorney Stephen M. [read post]
23 Dec 2022, 6:30 am
Kushner, FTI Consulting, on Tuesday, December 20, 2022 Tags: Activism, M&A, Real Estate, SEC, stock market, Vulnerability Score Audit committee effectiveness: practical tips for the chair Posted by Maria Castañón Moats, Stephen G. [read post]
23 Dec 2022, 6:30 am
Kushner, FTI Consulting, on Tuesday, December 20, 2022 Tags: Activism, M&A, Real Estate, SEC, stock market, Vulnerability Score Audit committee effectiveness: practical tips for the chair Posted by Maria Castañón Moats, Stephen G. [read post]
12 Dec 2022, 8:29 am
Both of these reforms are based on provisions found in the Dodd-Frank Act, the law which established the immensely successful SEC Whistleblower Program. [read post]
9 Dec 2022, 12:14 pm
” “This bill is urgently needed to stop Russian money laundering and the criminal abuse of the banking systems,” said leading whistleblower attorney Stephen M. [read post]
29 Nov 2022, 10:54 am
” “The SEC’s whistleblower program continues to be a model of success,” said whistleblower attorney Stephen M. [read post]
8 Nov 2022, 12:44 pm
In August, leading whistleblower attorney Stephen M. [read post]
18 Oct 2022, 8:56 am
“The Dodd-Frank Act requires anonymity and confidentiality throughout the process,” Kohn explained. [read post]
5 Oct 2022, 8:00 am
In August, whistleblower attorney Stephen M. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
Whistleblower attorney Stephen M. [read post]
4 Oct 2022, 6:02 am
” “‘The revelation that the most notorious anti-whistleblower law firms are quietly representing whistleblowers in SEC enforcement cases came as a shock,’said Stephen M. [read post]
