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30 Sep 2022, 11:04 am
In a new piece for the National Law Review, leading whistleblower attorney Stephen M. [read post]
27 Sep 2022, 9:34 am
It also shows that a vast majority of the law firms that successfully represented whistleblowers do not have any former SEC employees on staff,” explained whistleblower attorney Stephen M. [read post]
26 Sep 2022, 7:33 am
“The revelation that the most notorious anti-whistleblower law firms are quietly representing whistleblowers in SEC enforcement cases came as a shock,” said Stephen M. [read post]
23 Sep 2022, 6:30 am
Beasley School of Law), on Tuesday, September 20, 2022 Tags: Corporate governance, Delaware cases, Delaware law, Fiduciary duties, LLCs, Mergers & acquisitions Safeguarding Trust: The Board’s Role in Integrating ESG and ERM Posted by Maria Castañón Moats and Jamie Gamble, PricewaterhouseCoopers LLP, on Tuesday, September 20, 2022 Tags: Boards of Directors, ESG, Management, Risk management, Stakeholders What’s Next for US M&A Posted by Gregory Pryor and… [read post]
31 Aug 2022, 8:12 am
Whistleblower attorney Stephen M. [read post]
12 Aug 2022, 6:51 am
Mangino, Frank, Harris, Shriver & Jacobson LLP, on Friday, August 5, 2022 Tags: Delaware cases, Delaware law, DGCL Section 220, Fiduciary duties, Merger litigation, Mergers & acquisitions, Shareholder activism, Short-termism SEC Expects to Issue Final Clawback Regulations by October ’22 Posted by Mike Kesner and John Ellerman, Pay Governance LLC, on Friday, August 5, 2022 Tags: Clawbacks, Dodd-Frank… [read post]
12 Aug 2022, 6:51 am
Mangino, Frank, Harris, Shriver & Jacobson LLP, on Friday, August 5, 2022 Tags: Delaware cases, Delaware law, DGCL Section 220, Fiduciary duties, Merger litigation, Mergers & acquisitions, Shareholder activism, Short-termism SEC Expects to Issue Final Clawback Regulations by October ’22 Posted by Mike Kesner and John Ellerman, Pay Governance LLC, on Friday, August 5, 2022 Tags: Clawbacks, Dodd-Frank… [read post]
29 Jul 2022, 7:00 am
On July 27, Kohn, Kohn, and Colapinto (KKC) attorneys Michael Kohn, Stephen M. [read post]
12 Jul 2022, 1:39 pm
The Dodd-Frank Act specifically permits whistleblowers to provide their ‘original’ whistleblower information to the news media,” said Stephen M. [read post]
31 May 2022, 5:57 am
The SEC may do so either by filing a case in federal district court, subject to all Federal Rules of Civil Procedure and Evidence and providing a right to jury trial, or, alternatively, by proceeding in-house where court rules of procedure and evidence, and right to a jury, do not apply, and the initial, de novo appeal is made to the Commission itself (and only then appealable to a federal Court of Appeals).[2] In the SEC’s early years, it could bring administrative proceedings only against… [read post]
27 May 2022, 6:31 am
Kress (University of Michigan), on Tuesday, May 24, 2022 Tags: Banks, Capital requirements, Climate change, Credit supply, Dodd-Frank Act, ESG, Financial institutions, Financial regulation, Ratings agencies, Risk management ESG Incentives and Executives Posted by Ira T. [read post]
27 May 2022, 6:31 am
Kress (University of Michigan), on Tuesday, May 24, 2022 Tags: Banks, Capital requirements, Climate change, Credit supply, Dodd-Frank Act, ESG, Financial institutions, Financial regulation, Ratings agencies, Risk management ESG Incentives and Executives Posted by Ira T. [read post]
25 Apr 2022, 9:05 pm
See Stephen M. [read post]
12 Apr 2022, 9:44 am
According to whistleblower law expert Stephen M. [read post]
8 Apr 2022, 8:54 am
” “The proposed amendments are an excellent step in the right direction,” said leading whistleblower attorney Stephen M. [read post]
31 Mar 2022, 1:19 pm
On March 28, leading whistleblower attorney Stephen M. [read post]
20 Mar 2022, 7:44 pm
The CFTC’s Whistleblower Program was created with the passage of the Dodd-Frank Act in 2010. [read post]
4 Mar 2022, 6:02 am
Derocher, Stephen Culhane, and Veronica Callahan. [read post]
23 Feb 2022, 11:14 am
Earlier in February, leading whistleblower attorney Stephen M. [read post]
10 Feb 2022, 2:35 pm
The 2010 Dodd-Frank Act, which established the program, contains a “related action” provision. [read post]
