Search for: "Stephen Dodd"
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4 Mar 2021, 6:00 am
In a new article, Stephen M. [read post]
3 Mar 2021, 5:00 am
Whistleblower attorney Stephen M. [read post]
26 Feb 2021, 6:00 am
Lumsdaine, Center for Financial Stability, on Tuesday, February 23, 2021 Tags: Broker-dealers, GameStop, Hedge funds, Institutional Investors, Investor protection, Retail investors, Robinhood, Securities regulation, Short sales Board Effectiveness: A Survey of the C-Suite Posted by Maria Castañón Moats and Paul DeNicola, PricewaterhouseCoopers LLP, on Tuesday, February 23, 2021 Tags: Board composition, Board… [read post]
23 Feb 2021, 7:05 am
Read more: Whistleblower attorney Stephen M. [read post]
18 Feb 2021, 12:30 pm
In a 2016 article titled “Monetary Rewards for Wildlife Whistleblowers: A Game-Changer in Wildlife Trafficking Detection and Deterrence,” whistleblower attorney Stephen M. [read post]
16 Feb 2021, 12:42 pm
Following WNN’s publication, whistleblower attorney Stephen M. [read post]
6 Feb 2021, 12:00 pm
According to an article on the rule changes penned by Nelson and fellow attorney Stephen M. [read post]
27 Jan 2021, 8:13 am
Given the seriousness of this matter, WNN contributing editor, whistleblower attorney Stephen M. [read post]
22 Jan 2021, 1:06 pm
“We appreciate Janet Yellen’s support for whistleblowers,” said whistleblower attorney Stephen M. [read post]
22 Jan 2021, 1:06 pm
“We appreciate Janet Yellen’s support for whistleblowers,” said whistleblower attorney Stephen M. [read post]
22 Jan 2021, 5:54 am
Corrigan (Notre Dame Law School), on Tuesday, January 19, 2021 Tags: Capital formation, Capital markets, Equity offerings, IPOs, Market reaction, Regulation M, Securities regulation, Underwriting How Boards Can Promote a New Leadership Model for Companies Posted by Seymour Burchman and Blair Jones, Semler Brossy, on Tuesday, January 19, 2021 Tags: Boards of Directors, Corporate purpose, ESG, Executive Compensation, Human… [read post]
20 Jan 2021, 9:50 am
District Court, and it failed to include effective protections for national security/intelligence whistleblowers,” according to attorney Stephen M. [read post]
20 Jan 2021, 9:50 am
District Court, and it failed to include effective protections for national security/intelligence whistleblowers,” according to attorney Stephen M. [read post]
20 Jan 2021, 6:02 am
Posted by Nicolas Grabar, Nina Bell, and Stephen Janda, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, January 20, 2021 Editor's Note: Nicolas Grabar is partner and Nina Bell and Stephen Janda are associates at Cleary Gottlieb Steen & Hamilton LLP. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
15 Jan 2021, 5:58 am
Berman, and Stephen B. [read post]
13 Jan 2021, 7:21 am
On Dec. 9, the Supreme Court heard oral argument in Collins v. [read post]
4 Jan 2021, 11:46 am
Whistleblower attorney Stephen M. [read post]
18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation [read post]
