Search for: "Stephen Dodd"
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29 Oct 2010, 8:39 am
2) Footnoted.org: Hefty Payout for Office Depot’s Departing CEO- Sonya Hubbard delves into how much departing CEO Stephen Odland, who just settled an SEC action last week, is really taking with him. [read post]
29 Jul 2019, 12:32 pm
If you are going to blow the whistle, do it right, says Stephen M. [read post]
20 Oct 2020, 6:00 am
Based on this polling data, whistleblower attorney Stephen M. [read post]
2 Apr 2024, 11:52 am
” Among the attorneys chosen is whistleblower attorney Stephen M. [read post]
24 Aug 2023, 8:20 am
On August 11, Stephen M. [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
22 Sep 2017, 9:02 am
As fully explained in a September 21st Law360 article written by NWC Executive Director Stephen M. [read post]
22 Sep 2017, 9:02 am
As fully explained in a September 21st Law360 article written by NWC Executive Director Stephen M. [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
21 Feb 2018, 10:14 am
Stephen M. [read post]
20 Mar 2022, 7:44 pm
The CFTC’s Whistleblower Program was created with the passage of the Dodd-Frank Act in 2010. [read post]
12 Aug 2012, 12:26 pm
In response, Congress passed the Dodd-Frank Act, which changed vast swathes of financial regulation. [read post]
19 Jan 2011, 11:29 am
Guttman Director, Grant & Eisenhofer Stephen M. [read post]
20 Jan 2021, 6:02 am
Posted by Nicolas Grabar, Nina Bell, and Stephen Janda, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, January 20, 2021 Editor's Note: Nicolas Grabar is partner and Nina Bell and Stephen Janda are associates at Cleary Gottlieb Steen & Hamilton LLP. [read post]
11 Nov 2010, 11:43 am
The panelists are Stephen Graham of Fenwick & West, Julie Jones of Ropes & Gray, Tom Kim from the SEC, Karen King from Silver Lake and Adam Oliveri from SecondMarket. [read post]
4 Mar 2021, 6:00 am
In a new article, Stephen M. [read post]
31 Mar 2022, 1:19 pm
On March 28, leading whistleblower attorney Stephen M. [read post]
18 Jun 2013, 9:34 am
Yesterday, the Electronic Frontier Foundation provided a “reality check” of recent comments by MPAA CEO Chris Dodd regarding the current review of copyright law in the U.S. [read post]
26 Sep 2019, 8:35 am
Somers, which interpreted the Dodd-Frank securities fraud law as only protecting whistleblowing to disclosures to the Securities and Exchange Commission (SEC), not disclosures to the responsible officials in the whistleblower’s company. [read post]
25 Feb 2018, 11:00 am
The Thomas opinion prompted a response from Justice Sonia Sotomayor, which was joined by Justice Stephen Breyer, defending the idea that a Senate Report is "an appropriate source for this Court to consider when interpreting a statute. [read post]
