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27 Oct 2008, 10:29 am
A vague understanding: When 60 Minutes’ Steve Kroft asked Goldschmid whether Wall Street honchos understood the risks, he said: “No. [read post]
3 Apr 2018, 3:50 am by Broc Romanek
Dodd-Frank Reform: Hensarling Pressures Senate to Negotiate Here’s an excerpt of this blog by Steve Quinlivan about the “Crapo bill” that the Senate has already passed: The future of the bill in the House is uncertain. [read post]
3 Apr 2018, 3:50 am by Broc Romanek
Dodd-Frank Reform: Hensarling Pressures Senate to Negotiate Here’s an excerpt of this blog by Steve Quinlivan about the “Crapo bill” that the Senate has already passed: The future of the bill in the House is uncertain. [read post]
10 Nov 2013, 9:01 pm
_________________This blog is presented by Steve Richman, Esq. and Connie Carr, Esq. of Kohrman Jackson & Krantz P.L.L. [read post]
Editor's Note: The following post comes to us from Steve Fortin of the Accounting Area at McGill University; Chandra Subramaniam of the Department of Accounting at the University of Texas at Arlington; Xu (Frank) Wang of the Department of Accounting at Saint Louis University; and Sanjian Bill Zhang of the Department of Accountancy at California State University, Long Beach. [read post]
4 Nov 2013, 4:00 am
It might also make it a bit easier to find lenders willing to lend on the purchase of a condominium unit. _______________ This blog is presented by Steve Richman, Esq. and Connie Carr, Esq. of Kohrman Jackson & Krantz P.L.L. [read post]
Oh!
5 Sep 2013, 8:30 am
, Buddy Holly Oh Did I Love A Dream, Incredible String Band   Oh Gee, Oh Gosh, The Kodoks Oh Gin, The Velvet Underground   Oh Gosh, Donovan Oh Happy Day, Dion Oh how we wish we were kids again, Ute Lemper    Oh Just Suppose, Ute Lemper         Oh My Love,  John Lennon  Oh No, Frank Zappa & The Mothers Of Invention Oh Sherrie, Steve Perry Oh What a World, Rufus Wainwright    … [read post]
29 Apr 2015, 3:25 am by Broc Romanek
Here’s a blog by Steve Quinlivan – and here’s a press release from Labaton Sucharow’s Jordan Thomas, the lawyer who represented the whistleblower… Pay-for-Performance Rulemaking: Sneak Preview This WSJ article and Bloomberg article previews the SEC’s open Commission meeting today (here’s my eight cents), during which the Dodd-Frank pay-for-performance rules will be proposed. [read post]
17 Dec 2010, 11:27 am by Geoffrey Manne
I’ll leave the synopsis of the argument to Steve Bainbridge. [read post]
24 Mar 2017, 6:46 am
Financial Crisis, Corporate Governance, and Bank Capital Posted by Sanjai Bhagat, University of Colorado Boulder, on Friday, March 17, 2017 Tags: Agency costs, Banks, Capital requirements, CHOICE Act, Dodd-Frank Act, Executive Compensation, Financial crisis, Financial institutions, Financial regulation, Incentives, Leverage, Liquidity, Management, Mortgage lending, Risk oversight, Risk-taking, Systemic risk, Too big to fail BlackRock’s 2017-2018 Engagement Priorities Posted by Abe… [read post]
21 Mar 2018, 3:14 am by Broc Romanek
Here’s the intro from this Steve Quinlivan blog: Subject to its limits, Rule 701 permits non-reporting companies to grant employees equity without registration under the Securities Act of 1933. [read post]
2 Dec 2016, 7:39 am by Doug Cornelius
Trump Risk Factors Begin to Appear in SEC Documents by Steve Quinlivan in Dodd-Frank.com Risk factors related to uncertainties resulting from possible policies that may be implemented by President-elect Trump have begun to appear in SEC filings: TPI Composites, Inc. [read post]
24 Apr 2017, 7:49 am by Doug Cornelius
Next up is raising the debt ceiling, tax reform and Dodd-Frank appeal. [read post]
30 Aug 2017, 3:02 am by Walter Olson
Martin Center for Academic Renewal, Jesse Saffron, Alex Contarino, Frank Pray] Zen Magnets update: “How One Man’s Quest To Save His Magnets Became A Massive Regulatory Battle” [Jeremy Kutner, Huffington Post, earlier] “The solar eclipse is no longer mysterious, supernatural, foreboding, or ominous. [read post]
15 Mar 2012, 7:22 am by Alan S. Kaplinsky
On March 9, I was on a panel of speakers at a City Bar Center for CLE titled “Consumer Finance Protection After Dodd-Frank:  The New Legislation’s Enhanced Enforcement Structure. [read post]
20 Jan 2011, 7:02 am by Chris Jones
Dodd-Frank was signed into law on July 21, 2010, and the "Designated Transfer Date" or "DND" is July 21, 2011. [read post]
17 May 2012, 6:00 am by Steve Vladeck
by Steve Vladeck [Steve Vladeck is Professor of Law and Associate Dean for Scholarship at American University Washington College of Law.] [read post]
15 Apr 2010, 10:40 am by Jay Willis
  In an opinion piece for the New Jersey Star-Ledger, Frank Askin echoes that sentiment, urging President Obama to “reject the voices of moderation. [read post]