Search for: "Steven L. Schwarcz, Duke University," Results 61 - 80 of 88
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3 Jan 2024, 9:05 pm by Riann Winget
In a recent article, Steven L. [read post]
22 Jan 2012, 5:48 pm by Sebastian Rowland
  PPR recently announced its spring 2012 seminars, which will feature research by Steven L. [read post]
18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
28 Jan 2022, 5:47 am
Schwarcz (Duke University), on Tuesday, January 25, 2022 Tags: Bitcoin, Blockchain, Cryptocurrency, Financial regulation, Financial technology, Stablecoins, Systemic risk Cybersecurity and Securities Laws Posted by Gary Gensler, U.S. [read post]
5 Sep 2009, 8:00 am
Ribstein Mildred Van Voorhis Jones Chair University of Illinois College of Law Eric Roiter Lecturer at Law Boston University School of Law Steven L. [read post]
8 Sep 2023, 6:30 am
Schwarcz (Duke University), on Thursday, September 7, 2023 Tags: Asset management, bank failure, Financial regulation, fraud, Monetary policy, Risk Board Oversight of Diversity, Equity, and Inclusion Posted by Blair Jones (Semler Brossy), Anna Natapova (Semler Brossy), and Chuck Gray (Egon Zehnder), on Thursday, September 7, 2023 Tags: Board oversight, Corporate culture, dei, Diversity, frameworks, recruitment, Risk, strategy, talent [read post]
8 Sep 2023, 6:30 am
Schwarcz (Duke University), on Thursday, September 7, 2023 Tags: Asset management, bank failure, Financial regulation, fraud, Monetary policy, Risk Board Oversight of Diversity, Equity, and Inclusion Posted by Blair Jones (Semler Brossy), Anna Natapova (Semler Brossy), and Chuck Gray (Egon Zehnder), on Thursday, September 7, 2023 Tags: Board oversight, Corporate culture, dei, Diversity, frameworks, recruitment, Risk, strategy, talent [read post]
31 Mar 2017, 6:03 am
Schwarcz, Duke University School of Law, on Wednesday, March 29, 2017 Tags: Business judgment rule, Capital requirements, Financial crisis, Financial institutions, Liquidity, Management, Moral hazard, Public interest, Risk management, Risk-taking, SIFIs, Systemic risk 2017 Institutional Investor Survey Posted by John C. [read post]
29 Jul 2016, 6:03 am
Schwarcz, Duke University School of Law, on Monday, July 25, 2016 Tags: Agency costs, Business judgment rule, Capital markets, D&O insurance, Director liability, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Public interest, Risk committee, Risk oversight, Risk-taking, SIFIs,Systemic risk Delaware Court on LLC Managers’ Authority to Delegate Posted by David A. [read post]
31 Aug 2018, 6:09 am
Omarova (Cornell University), on Tuesday, August 28, 2018 Tags: Algorithmic trading, Blockchain, Capital markets, Cryptocurrency, Financial regulation, Financial technology, ICOs, Innovation, Market efficiency, Securities regulation, Systemic risk Lazard’s 2Q 2018 13F Filing Analysis Posted by Jim Rossman, Lazard, on Tuesday, August 28, 2018 Tags: Filings, Hedge funds, Institutional… [read post]
1 Apr 2016, 6:08 am
Schwarcz, Duke University School of Law, on Wednesday, March 30, 2016 Tags: Bondholders, Bonds, Corporate governance, Credit risk, Fiduciary duties, Management, Ratings agencies, Risk,Risk management, Risk-taking, Shareholder rights, SIFIs, Systemic risk 2016 Amendments to the DGCL Posted by Gregory P. [read post]
1 Apr 2016, 6:08 am
Schwarcz, Duke University School of Law, on Wednesday, March 30, 2016 Tags: Bondholders, Bonds, Corporate governance, Credit risk, Fiduciary duties, Management, Ratings agencies, Risk,Risk management, Risk-taking, Shareholder rights, SIFIs, Systemic risk 2016 Amendments to the DGCL Posted by Gregory P. [read post]
8 Jul 2021, 9:03 pm by Laura Welborn
Richman and Steven L. [read post]
10 Feb 2017, 5:54 am
Schwarcz, Duke University School of Law, on Tuesday, February 7, 2017 Tags: Asset-backed securities, Banks, Behavioral finance, Due diligence, Financial crisis, Financial regulation, Information environment, Liquidity, Market reaction, Mortgage lending, Risk, Risk management, Subprime securities, Systemic risk Snap, Inc. [read post]
14 Feb 2020, 6:31 am
Schwarcz (Duke University), on Tuesday, February 11, 2020 Tags: Contracts, Credit default swaps, Derivatives, Risk, Securities regulation, Swaps S&P 500 CEO Compensation Increase Trends Posted by Aubrey Bout, Brian Wilby, and Perla Cruz, Pay Governance LLC, on Tuesday, February 11, 2020 Tags: Compensation disclosure, Equity-based compensation, Executive Compensation, Incentives, Management, Pay… [read post]